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Documents Incorporated by Reference in ‘SC 13D/A’ Filing 1193125-19-296350 · Filed re: Friday, 10/21/16
21
OCT


        

6  Filings
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 ·  Click on a Filing/Form Type¹
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-A to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
10/21/16  Wells Fargo & Co.                 8-K:9      10/21/16    4:167K                                   Donnelley … Solutions/FA 
10/21/16  Wells Fargo & Co.                 FWP                    1:34K  Wells Fargo & Co.                 Donnelley … Solutions/FA 
10/21/16  Wells Fargo & Co.                 424B2                  1:1M                                     Donnelley … Solutions/FA 
10/21/16  Wells Fargo & Co.                 SC 13D/A               4:367K Nuveen AMT-Free Quality Muni … Fd Donnelley … Solutions/FA 
          Wells Fargo BANK, NATIONAL ASSOCIATION³
          Wells Fargo Municipal Capital Strategies, LLC³
10/21/16  Wells Fargo Bank NA               4          10% Owner²  3:13K  Nuveen AMT-Free Quality Muni … Fd Donnelley Fin’l S… 06/FA 
          Wells Fargo & Co./MN
          Wells Fargo Municipal Capital Strategies, LLC
10/21/16 Wells Fargo & Co.                 8-K:9      10/20/16    4:117K                                   Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  FWP    Prospectus – Free Writing.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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