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Filings re: Registrant of ‘DEFM14A’ Filing 1193125-19-214671


        

2,592  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 12/5/19  Sothebys                          8-K:5       12/4/19   12:221K                                                            
11/13/19  Sothebys                          8-K:5      11/13/19   12:219K                                                            
11/13/19  Sothebys                          10-Q/A      9/30/19   12:454K                                                            
11/12/19  Sothebys                          10-Q        9/30/19  114:135M                                                            
10/28/19  Sothebys                          8-K:5,9    10/28/19   13:280K                                                            
10/15/19  Sothebys                          15-12B     10/15/19    1:20K                                                             
 10/4/19  Loeb Daniel S                     4          D,%Own,Oth² 1:7K   Sothebys                          Broadridge Fin’l… Inc/FA 
          Third Point LLC
 10/4/19  Smith, Jr. Thomas S.              4          Dir.,Off.²  1:7K   Sothebys                          Computershare Inc.       
 10/4/19  Olsoff Jonathan                   4          Officer²    1:4K   Sothebys                          Computershare Inc.       
 10/4/19  Levine Jane                       4          Officer²    1:4K   Sothebys                          Computershare Inc.       
 10/4/19  Goss Michael F                    4          Officer²    1:7K   Sothebys                          Computershare Inc.       
 10/4/19  Carlotti Valentino                4          Officer²    1:4K   Sothebys                          Computershare Inc.       
 10/4/19  Bright Jill                       4          Officer²    1:4K   Sothebys                          Computershare Inc.       
 10/4/19  Wilson Harry James                4          Director²   1:7K   Sothebys                          Computershare Inc.       
 10/4/19  Wolf Michael J                    4          Director²   1:5K   Sothebys                          Computershare Inc.       
 10/4/19  Weibling Dennis M                 4          Director²   1:6K   Sothebys                          Computershare Inc.       
 10/4/19  Taylor Diana L                    4          Director²   1:5K   Sothebys                          Computershare Inc.       
 10/4/19  Simms Marsha                      4          Director²   1:5K   Sothebys                          Computershare Inc.       
 10/4/19  Devonshire Duke of                4          Director²   1:6K   Sothebys                          Computershare Inc.       
 10/4/19  De Sole Domenico                  4          Director²   1:6K   Sothebys                          Computershare Inc.       
____________
 ¹  Filing/Form Types: 
Type emoji
-D
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  15-12B    Certification of a Termination of Registration of a Class of Securities — Form 15.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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