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Documents Incorporated by Reference in ‘PREM14A’ Filing 1193125-19-158536 · Filed re: Friday, 11/3/17
3
NOV


        

7  Filings
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 ·  Click on a Filing/Form Type¹
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 12/8/17  Tan Lip Bu                        4          Dir.,%Own.² 1:5K   Aquantia Corp.                    DONNELLEY FIN… File16/FA 
 12/8/17  Bastani Bami                      4          Director²   1:4K   Aquantia Corp.                    DONNELLEY FIN… File16/FA 
 12/8/17  Akhanov Dmitry                    4          Director²   1:4K   Aquantia Corp.                    DONNELLEY FIN… File16/FA 
 11/3/17  Aquantia Corp.                    S-8         11/3/17    3:102K                                   Donnelley … Solutions/FA 
 11/3/17  Aquantia Corp.                    424B4                  1:3.7M                                   Donnelley … Solutions/FA 
 11/2/17 Aquantia Corp.                    EFFECT      11/2/17    1:2K                                     SEC #5                   
 11/3/17  Aquantia Corp.                    CT ORDER    11/2/17    1:11K                                    SEC #7                   
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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-D
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  424B4    Prospectus – Info Previously Omitted & New Facts or Events.
  CT ORDER    SEC Confidential Treatment Order.
  EFFECT    SEC Notice of Effectiveness.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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