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Documents Incorporated by Reference in ‘S-4’ Filing 1193125-13-274789 · Filed re: Tuesday, 7/16/13
16
JUL


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 7/17/13  Frost Gamma Investments Trust     4          D,O,%Owner² 2:13K  Opko Health, Inc.                 DONNELLEY FIN… File16/FA 
          Frost Phillip MD et al
 7/16/13  Frost Gamma Investments Trust     4          D,O,%Owner² 2:14K  Opko Health, Inc.                 DONNELLEY FIN… File16/FA 
          Frost Phillip MD et al
 7/16/13 Opko Health, Inc.                 S-4/A                  6:4.4M                                   Donnelley … Solutions/FA 
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  S-4    Registration Statement – Securities for a Merger — Form S-4.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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