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Filings re: Registrants of ‘SC 13D’ Filing 1193125-9-144546


        

1,098  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 11/6/17  Mill Road Capital, L.P.           SC 13D/A               1:74K  Cartesian, Inc.                   Donnelley … Solutions/FA 
          Mill Road Capital GP LLC³
          Scott P. Scharfman³
          Thomas E. Lynch³
  2/5/15  Dimensional Fund Advisors LP      SC 13G/A               1:50K  Harris Interactive Inc.           Donnell… Solutions/NY/FA 
 12/9/14  Mill Road Capital, L.P.           SC 13D/A               1:79K  Cache Inc.                        Donnelley … Solutions/FA 
          Mill Road Capital GP LLC³
          Scott P. Scharfman³
          Thomas E. Lynch³
 8/21/14  Mill Road Capital, L.P.           SC 13D/A               1:79K  Cache Inc.                        Donnelley … Solutions/FA 
          Mill Road Capital GP LLC³
          Scott P. Scharfman³
          Thomas E. Lynch³
  6/4/14  Mill Road Capital, L.P.           4          10% Owner²  1:9K   Cache Inc.                        R R Donnelley … Filer/FA 
          Lynch Thomas E
          Mill Road Capital GP LLC
          Scharfman Scott
  6/4/14  Mill Road Capital, L.P.           SC 13D/A               1:77K  Cache Inc.                        Donnelley … Solutions/FA 
          Mill Road Capital GP LLC³
          Scott P. Scharfman³
          Thomas E. Lynch³
  4/7/14  Mill Road Capital, L.P.           SC 13D/A               4:103K Cartesian, Inc.                   Donnelley … Solutions/FA 
          Mill Road Capital GP LLC³
          Scott P. Scharfman³
          Thomas E. Lynch³
 2/20/14 Harris Interactive Inc.           EFFECT      2/20/14    1:2K                                     SEC #5                   
 2/20/14Harris Interactive Inc.           EFFECT      2/20/14    1:2K                                     SEC #5                   
 2/10/14  Dimensional Fund Advisors LP      SC 13G/A               1:51K  Harris Interactive Inc.           Donnelley … Solutions/FA 
  2/5/14  Bollore Vincent                   SC 13D/A               2:55K  Harris Interactive Inc.           Donnelley … Solutions/FA 
          Financiere De Sainte-Marine³
  2/5/14  Financiere de Sainte-Marine       4          10% Owner²  2:6K   Harris Interactive Inc.           Proskauer Rose LLP/FA    
          Bollore Vincent
  2/4/14  Harris Interactive Inc.           15-12G       2/4/14    1:10K                                    Donnelley … Solutions/FA 
  2/3/14  Treuille Antoine G                4          Director²   1:7K   Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  Shecter Howard L                  4          Director²   1:7K   Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  Narowski Eric W                   4          Officer²    1:14K  Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  Myers Todd                        4          Officer²    1:10K  Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  Levin Marc H                      4          Officer²    1:11K  Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  de Vere Michael                   4          Officer²    1:10K  Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
  2/3/14  Brodsky David L                   4          Director²   1:7K   Harris Interactive Inc.           DONNELLEY FIN… File16/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  15-12G    Certification of a Termination of Registration of a Class of Securities — Form 15.
  EFFECT    SEC Notice of Effectiveness.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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