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Filings re: Registrant of ‘8-K’ Filing 1193125-11-69618


        

847  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 2/16/18  Mikles Lee E                      4          Dir.,Off.²  1:8K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
 2/16/18  Pendrell Corp.                    10-K       12/31/17   79:9.4M                                   ActiveDisclosure/FA      
 2/14/18  Highland Capital Management LP    SC 13G/A               1:54K  Pendrell Corp.                    Donnelley … Solutions/FA 
          James D. Dondero³
          Strand Advisors, Inc.³
  1/3/18  McCaw Craig                       4          Dir.,%Own.² 1:8K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
  1/3/18  Mikles Lee E                      4          Dir.,Off.²  1:8K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
  1/3/18  Thompson H Brian                  4          Director²   1:6K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
  1/3/18  Sloan Stuart M                    4          Director²   1:6K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
  1/3/18  Kauser Nicolas                    4          Director²   1:6K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
  1/3/18  Emerson Richard P                 4          Director²   1:6K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
12/29/17  Dozois Timothy M                  4          Officer²    1:4K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
12/29/17  Ednie Steve                       4          Officer²    1:4K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
12/29/17  Ednie Steve                       4/A        Officer²    1:8K   Pendrell Corp.                    DONNELLEY FIN… File16/FA 
12/26/17  Pendrell Corp.                    15-12B     12/26/17    1:12K                                    Donnelley … Solutions/FA 
12/15/17  Pendrell Corp.                    25         12/15/17    1:11K                                    Donnelley … Solutions/FA 
12/13/17  Pendrell Corp.                    SC 13E3/A              1:24K  Pendrell Corp.                    Donnelley … Solutions/FA 
 12/6/17  Pendrell Corp.                    15-12B/A    12/6/17    1:8K                                     Donnelley … Solutions/FA 
 12/4/17  Pendrell Corp.                    8-K:3,5,8,911/30/17    3:23K                                    Donnelley Fi… Express/FA 
 12/4/17  Pendrell Corp.                    15-12B      12/4/17    1:10K                                    Donnelley … Solutions/FA 
11/28/17  Mackenzie Capital Management, LP  SC TO-T/A              1:21K  Pendrell Corp.                                             
11/13/17  Ariel Investments, LLC            SC 13G/A               1:9K   Pendrell Corp.                                             
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 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  15-12B    Certification of a Termination of Registration of a Class of Securities — Form 15.
  25    Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  SC 13E3    Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3.
  SC TO-T    Tender-Offer Statement by a Third Party — Schedule TO.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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