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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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8/11/20‡ TerraForm Power NY Holdings, Inc. 15-12B 8/11/20 1:11K Broadridge Fin’l So… Inc
8/7/20‡ TerraForm Power NY Holdings, Inc. 10-Q 6/30/20 109:17M
8/3/20‡ TerraForm Power NY Holdings, Inc. EFFECT 8/3/20 1:2K SEC #5
8/3/20‡ TerraForm Power NY Holdings, Inc. EFFECT 8/3/20 1:2K SEC #5
8/3/20‡ TerraForm Power NY Holdings, Inc. EFFECT 8/3/20 1:2K SEC #5
7/31/20 Osmars Kimball 4 Officer² 1:7K TerraForm Power NY Holdings, Inc. Broadridge Fin’l So… Inc
7/31/20 Stinebaugh John 4 Officer² 1:5K TerraForm Power NY Holdings, Inc. Broadridge Fin’l So… Inc
7/31/20 Fong Christian S. 4 Director² 1:5K TerraForm Power NY Holdings, Inc. Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. S-8 POS 7/31/20 1:17K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. POSASR 7/31/20 1:21K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. POSASR 7/31/20 1:21K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. POS AM 1:20K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. POS AM 1:20K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. POS AM 1:20K Broadridge Fin’l So… Inc
7/31/20 TerraForm Power NY Holdings, Inc. 8-K:1,2,3,5 7/31/20 12:653K Broadridge Fin’l So… Inc
7/31/20 Brookfield Corp./ON 4 10% Owner² 1:17K TerraForm Power NY Holdings, Inc. Cravath Swaine & … 01/FA
BBHC Orion Holdco L.P.
Brookfield Asset Mgmt Private Inst’l Cap Adviser (Canada) LP
Brookfield BRP Holdings (Canada) Inc.
Brookfield Infrastructure Fund III GP LLC
Orion US GP LLC
Orion US Holdings 1 L.P.
Partners Ltd.
7/31/20 Brookfield Corp./ON SC 13D/A 1:200K TerraForm Power NY Holdings, Inc. Cravath Swaine & … 01/FA
BBHC Orion Holdco L.P.³
Brookfield Asset Mgmt PVT Inst Cap Adv (Can).³
Brookfield BRP Holdings (Canada) Inc.³
Brookfield Infrastructure Fund III GP LLC³
Orion US GP LLC³
Orion US Holdings 1 L.P.³
Partners Ltd.³
7/31/20 Nasdaq Stock Market LLC 25-NSE 7/31/20 2:3K TerraForm Power NY Holdings, Inc.
7/30/20‡ TerraForm Power NY Holdings, Inc. 8-K:5,8,9 7/29/20 11:460K Broadridge Fin’l So… Inc
7/23/20 TerraForm Power NY Holdings, Inc. DEFA14A 7/23/20 1:209K Broadridge Fin’l So… Inc
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: /A | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | 15-12B | Certification of a Termination of Registration of a Class of Securities — Form 15. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | DEFA14A | Definitive Additional Proxy Soliciting Material — Schedule 14A. | | EFFECT | SEC Notice of Effectiveness. | | POS AM | Post-Effective Amendment of a Registration Statement. | | POSASR | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR. | | S-8 POS | Post-Effective Amendment of a Form S-8 Registration. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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