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Documents Incorporated by Reference in ‘8-K’ Filing 1193125-17-303420 · Filed re: Friday, 3/1/13
1
MAR


        

12  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/11/13  Campbell W Patrick                3          Director²   2:13K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  Dooley Richard G                  3          Director²   2:12K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  Handler Richard B                 3          Dir.,Off.²  2:13K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  Joyal Robert Eugene               3          Director²   2:12K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  O Kane Michael T                  3          Director²   2:12K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  Sharp Michael J.                  3          Officer²    2:13K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
 3/11/13  Friedman Brian P                  3          Dir.,Off.²  2:13K  Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
  3/5/13  Steinberg Joseph S                4          Dir.,Off.²  1:6K   Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
  3/5/13  Cumming Ian M.                    4          Director²   1:5K   Jefferies Financial Group Inc.    Broadridge Fin’l So… Inc 
  3/5/13  Jefferies Financial Group Inc.    4          Dir.,%Own.² 2:46K  Jefferies Group LLC               Broadridge Fin’l So… Inc 
          Baldwin Enterprises, Inc.
          BEI Jeffvest, LLC
          Phlcorp Holding LLC
  3/1/13  Jefferies Financial Group Inc.    S-8 POS      3/1/13    6:90K                                    Command Financial        
  3/1/13  Jefferies Financial Group Inc.    8-K:1,2,3,5 2/26/13    9:446K                                   Command Financial        
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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