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Documents Incorporated by Reference in ‘424B5’ Filing 1193125-20-227715 · Filed re: Tuesday, 12/31/19
31
DEC


        

4  Filings
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 ·  Click on a Filing/Form Type¹
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 ·  List the Documents
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& Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/30/20  Aterian, Inc.                     10-K       12/31/19   94:10M                                    ActiveDisclosure/FA      
 3/17/20  Sarig Yaniv Zion                  5/A        Dir.,Off.²  1:5K   Aterian, Inc.                     Donnelley Fin’l S… 06/FA 
 2/14/20  Sarig Yaniv Zion                  5          Dir.,Off.²  1:6K   Aterian, Inc.                     Donnelley Fin’l S… 06/FA 
12/30/19 Aterian, Inc.                     EFFECT     12/30/19    1:2K                                     SEC #5                   
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
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  5    Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }.
  10-K    Annual Report — Form 10-K.
  EFFECT    SEC Notice of Effectiveness.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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