As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

10/16/20  TD Ameritrade Holding Corp.       15-15D     10/16/20    1:13K                                    Toppan Merrill/FA        
10/16/20  TD Ameritrade Holding Corp.       15-15D     10/16/20    1:13K                                    Toppan Merrill/FA        
10/16/20  TD Ameritrade Holding Corp.       15-12B     10/16/20    1:12K                                    Toppan Merrill/FA        
 10/9/20‡ TD Ameritrade Holding Corp.       EFFECT      10/9/20    1:2K                                     SEC #5                   
 10/9/20‡ TD Ameritrade Holding Corp.       EFFECT      10/9/20    1:2K                                     SEC #5                   
 10/9/20‡ TD Ameritrade Holding Corp.       EFFECT      10/9/20    1:2K                                     SEC #5                   
 10/7/20  Hailey V Ann                      4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Tessler Allan R                   4          Director²   1:7K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Ricketts Todd M                   4          Director²   1:9K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Quirk Steven M.                   4          Officer²    1:7K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Prezzano Wilbur J                 4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Peterson Jon C.                   4          Officer²    1:7K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Nally Thomas A.                   4          Officer²    1:7K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Moglia Joseph H                   4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Mitchell Mark L                   4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Maidment Karen E.                 4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Miller Irene R                    4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Desilva Peter J                   4          Officer²    1:8K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Levitt Brian M                    4          Director²   1:6K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 
 10/7/20  Boyle Stephen J                   4          Dir.,Off.²  1:7K   TD Ameritrade Holding Corp.       TD Ameritrade Hold… Corp 

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  /A
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	15-12B	Certification of a Termination of Registration of a Class of Securities — Form 15.
	15-15D	Notice of a Suspension of Duty to File Reports — Form 15.
	EFFECT	SEC Notice of Effectiveness.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.