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Documents Incorporated by Reference in ‘10-K/A’ Filing 1193125-20-125942 · Filed re: Tuesday, 11/12/19
12
NOV


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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11/12/19  B. Riley Financial, Inc.          SC 13D                 1:224K Sonim Technologies Inc.           EdgarAgents LLC/FA       
          B. Riley Capital Management, LLC³
          B. Riley FBR, Inc.³
          B. Riley Principal Investments, LLC³
          BRC Partners Management GP, LLC³
          BRC Partners Opportunity Fund, LP³
          Bryant R. Riley³
          Kenneth Young³
11/12/19  Sonim Technologies Inc.           10-Q        9/30/19   68:8M                                     ActiveDisclosure/FA      
11/12/19  B. Riley Securities, Inc.         3          10% Owner²  1:4K   Sonim Technologies Inc.           EdgarAgents LLC/FA       
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 ¹  Filing/Form Types: 
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-K
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  10-Q    Quarterly Report — Form 10-Q.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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