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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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11/12/19 B. Riley Financial, Inc. SC 13D 1:224K Sonim Technologies Inc. EdgarAgents LLC/FA
B. Riley Capital Management, LLC³
B. Riley FBR, Inc.³
B. Riley Principal Investments, LLC³
BRC Partners Management GP, LLC³
BRC Partners Opportunity Fund, LP³
Bryant R. Riley³
Kenneth Young³
11/12/19 Sonim Technologies Inc. 10-Q 9/30/19 68:8M ActiveDisclosure/FA
11/12/19 B. Riley Securities, Inc. 3 10% Owner² 1:4K Sonim Technologies Inc. EdgarAgents LLC/FA
____________ | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 10-Q | Quarterly Report — Form 10-Q. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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