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Documents Incorporated by Reference in ‘424B2’ Filing 1193125-21-173124 · Filed re: Tuesday, 2/5/13
5
FEB


        

27  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  2/6/13  JPMorgan Chase & Co.              NO ACT       2/5/13    1:2K                                     SEC #7                   
  2/5/13  JPMorgan Chase & Co.              FWP                    2:1.3M JPMorgan Chase & Co.              Doremus Fin… Printing/FA 
  2/5/13  JPMorgan Chase & Co.              FWP                    2:1M   JPMorgan Chase & Co.              Doremus Fin… Printing/FA 
  2/5/13  JPMorgan Chase & Co.              FWP                    2:3M   JPMorgan Chase & Co.              Davis Polk & … LLP 01/FA 
  2/5/13  JPMorgan Chase & Co.              8-A12B                 1:18K                                    Donnelley … Solutions/FA 
  2/5/13  JPMorgan Chase & Co.              8-K:3,5,8,9  2/5/13    5:292K                                   Donnelley … Solutions/FA 
  2/5/13  JPMorgan Chase & Co.              424B2                  2:732K                                   Doremus Fin… Printing/FA 
  2/5/13  JPMorgan Chase & Co.              424B2                  2:2.6M                                   Doremus Fin… Printing/FA 
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Novadaq Technologies Inc.                                  
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Loncor Gold Inc.                                           
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Interoil Corp.                                             
  2/5/13  JPMorgan Chase & Co.              424B2                  2:710K                                   Doremus Fin… Printing/FA 
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Invesco Ltd.                                               
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Williams Sonoma Inc.                                       
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:36K  Walter Energy, Inc.                                        
  2/5/13  JPMorgan Chase & Co.              SC 13G                 1:35K  Unilife Corp.                                              
  2/5/13  BlackRock Inc.                    SC 13G/A               1:14K  JPMorgan Chase & Co.              Blackrock Advisors LLC   
  2/5/13 JPMorgan Chase & Co.              FWP                    2:406K JPMorgan Chase & Co.              Donnelley … Solutions/FA 
  2/5/13JPMorgan Chase & Co.              FWP                    2:567K JPMorgan Chase & Co.              Donnelley … Solutions/FA 
  2/5/13JPMorgan Chase & Co.              FWP                    2:662K JPMorgan Chase & Co.              Donnelley … Solutions/FA 
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  8-A12B    Registration Statement for a Class of Securities — Form 8-A.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  424B2    Prospectus – Primary Offering or Shelf Securities.
  FWP    Prospectus – Free Writing.
  NO ACT    SEC No-Action Letter re: a Shareholder Proposal.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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