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| As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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12/27/10 Borich Joseph J 5 Director² 1:7K L&L Energy, Inc.
9/10/10 Robinson Ian Grant 5 Director² 1:7K L&L Energy, Inc.
9/10/10 Kiang Shirley Hsueh-wei 5 Director² 1:10K L&L Energy, Inc.
9/10/10 Wang Jung-Mei 5 Officer² 1:6K L&L Energy, Inc.
9/7/10 Lee Robert W 5 Director² 1:7K L&L Energy, Inc.
8/16/10‡ L&L Energy, Inc. ARS 4/30/10 1:2K SEC #7
7/28/10 L&L Energy, Inc. 10-K 4/30/10 1:1.4M Century Pacific … Inc/FA
7/13/10 L&L Energy, Inc. NT 10-K 4/30/10 1:27K Century Pacific … Inc/FA
6/16/10 Lee Dickson V 5 D,O,%Owner² 1:17K L&L Energy, Inc.
4/30/10 Lee Dickson V 4 D,O,%Owner² 1:6K L&L Energy, Inc.
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 5 | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }. | | 10-K | Annual Report — Form 10-K. | | ARS | Annual Report to Security Holders. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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