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Documents Incorporated by Reference in ‘S-1/A’ Filing 1144204-12-2424 · Filed re: Wednesday, 3/7/07
7
MAR


        

9  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 3/20/07  Sail Venture Partners LLC         3          10% Owner²  1:7K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/20/07  Jones David B                     3          Dir.,%Own.² 1:7K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/20/07  Brandt Leonard J.                 3          D,O,%Owner² 1:8K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/19/07  Suffin Stephen C                  3          10% Owner²  1:6K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/19/07  Sail Venture Partners LP          3          10% Owner²  1:6K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/19/07  NuPharm LLC                       3          10% Owner²  1:4K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/19/07  Hertz Horace                      3          Officer²    1:3K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/19/07  Vaccaro Jerome                    3          Director²   1:4K   Emmaus Life Sciences, Inc.        Hill Carol Lee/FA        
 3/13/07  Emmaus Life Sciences, Inc.        8-K:1,2,3,4  3/7/07   11:500K                                   Hill Carol Lee/FA        
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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