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Documents Incorporated by Reference in ‘DEFM14A’ Filing 1144204-17-56606 · Filed re: Monday, 8/29/16
29
AUG


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9/2/16  Barr Wayne Jr.                    3          Director²   2:6K   CCUR Holdings, Inc.               VINTAGE16/FA             
 8/29/16  Singer Julian D.                  SC 13D/A               1:130K CCUR Holdings, Inc.               Toppan Merrill/FA        
          JDS1, LLC³
          Matthew Stecker³
          Richard Ramlall³
          Wayne Barr, Jr.³
 8/29/16  CCUR Holdings, Inc.               8-K:1,5,7,9 8/29/16    3:157K                                   Toppan Merrill/FA        
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 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.

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