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Documents Incorporated by Reference in ‘DEFC14A’ Filing 1140361-21-12843 · Filed re: Monday, 3/1/21
1
MAR


        

3  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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  3/1/21  Adverum Biotechnologies, Inc.     S-8          3/1/21    4:174K                                   Donnelley … Solutions/FA 
  3/1/21  Adverum Biotechnologies, Inc.     10-K       12/31/20   79:8.6M                                   Workiva Inc Wde… FA01/FA 
  3/1/21  Adverum Biotechnologies, Inc.     8-K:2,9      3/1/21   13:396K                                   Workiva Inc Wde… FA01/FA 
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 ¹  Filing/Form Types: 
Type emoji
-K
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-K    Annual Report — Form 10-K.
  S-8    Registration Statement – Securities for an Employee Benefit Plan — Form S-8.

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