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Documents Incorporated by Reference in ‘424B5’ Filing 1140361-21-8709 · Filed re: Saturday, 12/31/16
31
’DEC’


        

2  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 5/30/17  Nuwellis, Inc.                    SD         12/31/16    2:41K                                    Toppan Merrill/FA        
  3/8/17  Nuwellis, Inc.                    10-K       12/31/16   59:6M                                     Toppan Merrill/FA        
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 ¹  Filing/Form Types: 
Type emoji
  10-K    Annual Report — Form 10-K.
  SD    Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD.

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