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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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9/16/15 Winton Capital US LLC 3 Other² 1:4K Winton Diversified Opportunit… Fd
9/16/15 Winton Capital Management Ltd. 3 %Own.,Oth.² 1:4K Winton Diversified Opportunit… Fd Winton Capital US LLC
9/16/15 Abdel-Rahman Rami 3 Officer² 2:13K Winton Diversified Opportunit… Fd Broadridge Fin’l So… Inc
9/15/15‡ Winton Diversified Opportunit… Fd EFFECT 9/15/15 1:2K SEC #5
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: -K | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | EFFECT | SEC Notice of Effectiveness. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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