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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/6/24 Neptune Wellness Solutions Inc. 8-K:5,9 4/30/24 11:143K RDG Filings/FA
4/30/24 Neptune Secs Settlement Fund 4 10% Owner² 1:6K Neptune Wellness Solutions Inc.
4/25/24 Nasdaq Stock Market LLC 25-NSE© 2:4K Neptune Wellness Solutions Inc.
4/12/24 Neptune Wellness Solutions Inc. 8-K:1,2,9 4/8/24 11:164K RDG Filings/FA
3/27/24 Neptune Wellness Solutions Inc. 8-K:2,5 3/22/24 11:165K RDG Filings/FA
3/12/24 Neptune Wellness Solutions Inc. 8-K:5,8,9 3/6/24 12:185K RDG Filings/FA
3/6/24 Neptune Wellness Solutions Inc. 8-K:3,7,9 3/5/24 12:178K RDG Filings/FA
3/6/24 Neptune Secs Settlement Fund 4 10% Owner² 1:6K Neptune Wellness Solutions Inc.
2/27/24‡ Neptune Wellness Solutions Inc. 8-K:5,8,9 2/23/24 12:176K RDG Filings/FA
2/20/24‡ Neptune Wellness Solutions Inc. 8-K:2,9 2/16/24 12:413K RDG Filings/FA
2/16/24 Neptune Wellness Solutions Inc. 10-Q 12/31/23 90:14M RDG Filings/FA
2/15/24 Neptune Wellness Solutions Inc. NT 10-Q 12/31/23 1:32K RDG Filings/FA
2/12/24‡ CCUR Holdings, Inc. SC 13G/A 1:47K Neptune Wellness Solutions Inc. Elec Publishing Svcs Inc
1/2/24 Sabby Management, LLC SC 13G/A 1:13K Neptune Wellness Solutions Inc.
12/5/23 Neptune Wellness Solutions Inc. 8-K:3,9 11/30/23 12:184K RDG Filings/FA
11/30/23 Neptune Secs Settlement Fund 4 10% Owner² 1:6K Neptune Wellness Solutions Inc.
11/27/23 Neptune Secs Settlement Fund 4 10% Owner² 1:4K Neptune Wellness Solutions Inc.
11/24/23 Neptune Wellness Solutions Inc. 8-K:1,2,9 11/17/23 14:432K RDG Filings/FA
11/21/23 Neptune Secs Settlement Fund 4 10% Owner² 1:7K Neptune Wellness Solutions Inc.
11/15/23‡ Neptune Wellness Solutions Inc. 8-K:2,9 11/7/23 12:352K RDG Filings/FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-Q | Quarterly Report — Form 10-Q. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | NT 10-Q | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | © | This Filing was a Confirming copy. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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