As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

12/19/19  Litvack Frank                     4          Director²   1:6K   Capricor Therapeutics, Inc.       Toppan Merrill/FA        
12/19/19  Musket David B                    4          Director²   1:7K   Capricor Therapeutics, Inc.       Toppan Merrill/FA        
12/19/19  Manzo Louis                       4          Director²   1:7K   Capricor Therapeutics, Inc.       Toppan Merrill/FA        
12/18/19  Capricor Therapeutics, Inc.       8-K:1,8,9  12/17/19    3:268K                                   Toppan Merrill/FA        
12/17/19‡ Capricor Therapeutics, Inc.       EFFECT     12/17/19    1:2K                                     SEC #5                   
12/17/19‡ Capricor Therapeutics, Inc.       8-K:7,9    12/16/19    2:6.8M                                   Toppan Merrill/FA        

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	EFFECT	SEC Notice of Effectiveness.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.