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Documents Incorporated by Reference in ‘10-K’ Filing 1104659-13-16827 · Filed re: Thursday, 5/21/09
21
MAY


        

10  Filings
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 ·  Click on a Filing/Form Type¹
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to view it
 ·  List the Documents
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& Exhibits
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within them


        
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/28/09  Hodges Granville R Jr.            4          Officer²    1:4K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Anderson James L                  4          Director²   1:7K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Holloway Anne M                   4          Director²   1:6K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Kathol Robert F                   4          Director²   1:6K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Bonta Diana M                     4          Director²   1:6K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  King Gary F                       4          Director²   1:6K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Dodge N P                         4          Director²   1:6K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Ross Lloyd E                      4          Director²   1:7K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09  Thomas Gregory S                  4          Officer²    1:4K   American States Water Co.         R R Donnelley … Filer/FA 
 5/21/09 American States Water Co.         8-K:1,8,9   5/18/09    3:98K                                    Business Wire/FA         
          Golden State Water Co.
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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ET
.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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