| ____________ |
| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 8-A12B | Registration Statement for a Class of Securities — Form 8-A. |
| 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. |
| 424B3 | Prospectus – New Facts or Events. |
| 424B7 | Prospectus – Selling Security Holders – Info Previously Omitted. |
| 425 | Prospectus or Communication – Merger. |
| CERT | Certification by a Securities Exchange Approving a Listing — Form CERT. |
| EFFECT | SEC Notice of Effectiveness. |
| S-3ASR | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3. |
| S-4 | Registration Statement – Securities for a Merger — Form S-4. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
