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Documents Incorporated by Reference in ‘8-K’ Filing 1104659-12-23038 · Filed re: Thursday, 12/31/09
31
’DEC’


        

2  Filings
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-K to view it  ·  List the Documents
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 & Exhibits
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  3/9/10  LPL Financial Holdings Inc.       10-K       12/31/09    7:1.2M                                   Toppan Merrill-FA        
  1/5/10  Brown Stephanie L                 4          Officer²    1:4K   LPL Financial Holdings Inc.       Section16 Direct/FA      
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 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  10-K    Annual Report — Form 10-K.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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