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Documents Incorporated by Reference in ‘8-K’ Filing 1104659-12-23038 · Filed re: Thursday, 6/30/11
30
’JUN’


        

2  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  8/3/11  LPL Financial Holdings Inc.       10-Q        6/30/11   37:2.8M                                   Donnelley … Solutions/FA 
 6/30/11  Arnold Dan H.                     4          Officer²    1:4K   LPL Financial Holdings Inc.       DONNELLEY FIN… File16/FA 
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 ¹  Filing/Form Types: 
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  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  10-Q    Quarterly Report — Form 10-Q.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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