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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5:22pm† Nuwellis, Inc. ARS 12/31/23 1:1.5M Nuvo Group, Inc./FA
5:20pm Nuwellis, Inc. DEFR14A 12:3.1M Nuvo Group, Inc./FA
5/8/24 Nuwellis, Inc. 10-Q 3/31/24 44:4.7M Broadridge Fin’l So… Inc
5/8/24 Nuwellis, Inc. PRER14A 12:3.1M Nuvo Group, Inc./FA
5/7/24 Nuwellis, Inc. 8-K:2,9 5/7/24 11:376K Broadridge Fin’l So… Inc
5/6/24 S.H.N. Financial Investments Ltd. SC 13G 1:40K Nuwellis, Inc. Edgar Tech & Bus… Inc/FA
5/3/24 Intracoastal Capital, LLC SC 13G 2:81K Nuwellis, Inc. EdgarAgents LLC/FA
Daniel B. Asher³
Mitchell P. Kopin³
5/1/24‡ Nuwellis, Inc. DEF 14A 6/6/24 11:3.1M Nuvo Group, Inc./FA
5/1/24‡ Nuwellis, Inc. 8-K:1,8,9 4/26/24 17:1.1M Broadridge Fin’l So… Inc
4/29/24 Nuwellis, Inc. 424B4 1:571K Broadridge Fin’l So… Inc
4/26/24‡ Nuwellis, Inc. EFFECT 4/26/24 1:2K SEC #5
4/17/24 Nuwellis, Inc. S-1/A 6:2M Broadridge Fin’l So… Inc
4/9/24 Nuwellis, Inc. PRE 14A 5/10/24 1:1.4M Nuvo Group, Inc./FA
3/26/24 Nuwellis, Inc. 8-K:8 3/26/24 10:373K Broadridge Fin’l So… Inc
3/13/24 Nuwellis, Inc. S-1/A 9:2.6M Broadridge Fin’l So… Inc
3/11/24 Nuwellis, Inc. 10-K 12/31/23 63:8.8M Broadridge Fin’l So… Inc
3/6/24 Nuwellis, Inc. 8-K:2,9 3/5/24 11:450K Broadridge Fin’l So… Inc
2/8/24 Nuwellis, Inc. S-1/A 2:1.1M Broadridge Fin’l So… Inc
2/6/24 Nuwellis, Inc. 8-K:8,9 2/6/24 11:177K Broadridge Fin’l So… Inc
2/5/24 Nuwellis, Inc. S-1/A 99:14M Broadridge Fin’l So… Inc
____________ | † | The Filing’s time of SEC acceptance (U.S. Eastern Time). The SEC’s Filings System is “open” Monday through Friday from 6am to 10pm ET. Because the SEC “closes” at 5:30pm ET, most subsequently-accepted Filings won’t be released to the public until sometime after 6am ET the next day. | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 10-K | Annual Report — Form 10-K. | | 10-Q | Quarterly Report — Form 10-Q. | | 424B4 | Prospectus – Info Previously Omitted & New Facts or Events. | | ARS | Annual Report to Security Holders. | | DEF 14A | Definitive Proxy Statement — Schedule 14A. | | DEFR14A | Definitive Revised Proxy Soliciting Material — Schedule 14A. | | EFFECT | SEC Notice of Effectiveness. | | PRE 14A | Preliminary Proxy Statement — Schedule 14A. | | PRER14A | Preliminary Revised Proxy Soliciting Material — Schedule 14A. | | S-1 | Registration Statement (General Form) — Form S-1. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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