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Documents Incorporated by Reference in ‘DEF 14A’ Filing 1104659-20-104472 · Filed re: Tuesday, 10/20/20
20
OCT


        

12  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
10/23/20  Wisa Technologies, Inc.           8-K:5      10/20/20    1:32K                                    Toppan Merrill/FA        
10/22/20  Williams Gary                     4          Officer²    1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Moyer Brett                       4          Dir.,Off.²  1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Peruvemba Sriram Krishnamurthy    4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Tobias Robert                     4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Gilbert Jeffrey M                 4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Gazdak Jonathan                   4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Cummins Lisa M                    4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Kristensen Helge                  4          Director²   1:7K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Oliva George                      4          Officer²    1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
10/22/20  Howse Michael                     4          Director²   1:6K   Wisa Technologies, Inc.           Toppan Merrill/FA        
 9/11/20  Wisa Technologies, Inc.           DEF 14A    10/20/20    1:1.9M                                   Toppan Merrill/FA        
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 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  DEF 14A    Definitive Proxy Statement — Schedule 14A.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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