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Documents Incorporated by Reference in ‘424B5’ Filing 1104659-21-138214 · Filed re: Tuesday, 6/2/20
2
JUN


        

6  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  6/3/20  Saks Michael                      4          Officer²    1:4K   RCM Technologies, Inc.            Broadridge Fin’l… Inc/FA 
  6/2/20  Leonetti/O’Connell Fa… Foundation 4          D,O,Other²  1:17K  RCM Technologies, Inc.            Olshan Frome Wolosky LLP 
          Harvest Financial Corp.
          IRS Partners No. 19, L.P.
          M2O, Inc.
          Michael F. O’Connell & Margo L. O’Connell Revocable Trust
          O’Connell Michael
          Vizi Bradley
  6/2/20  M2O, Inc.                         SC 13D/A               1:203K RCM Technologies, Inc.            Olshan Frome Wolosky LLP 
  6/2/20  Ballou Roger H                    4          Director²   1:4K   RCM Technologies, Inc.            Broadridge Fin’l… Inc/FA 
  6/2/20  Miller Kevin D                    4          Officer²    1:4K   RCM Technologies, Inc.            Broadridge Fin’l… Inc/FA 
  6/2/20  RCM Technologies, Inc.            8-K:1,2,9    6/2/20    5:359K                                                            
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 ¹  Filing/Form Types: 
Type emoji
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.

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