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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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6/23/23 Northpond Ventures, LP 4 10% Owner² 1:13K DICE Therapeutics, Inc. Donnelley Fin’l S… 06/FA
Northpond Ventures GP II, LLC
Northpond Ventures GP, LLC
Northpond Ventures II, LP
Rubin Michael P.
6/23/23 Northpond Ventures, LP SC 13D/A 1:94K DICE Therapeutics, Inc. Donnelley … Solutions/FA
Michael P. Rubin³
Northpond Ventures GP, LLC³
Northpond Ventures II GP, LLC³
Northpond Ventures II, LP³
6/15/23 Northpond Ventures, LP SC 13D/A 1:89K IsoPlexis Corp. Toppan Merrill/FA
Michael P. Rubin³
Northpond Capital GP, LLC³
Northpond Capital, LP³
Northpond Ventures GP, LLC³
6/7/23 Northpond Ventures GP, LLC 4 Dir.,%Own.² 1:14K Telesis Bio Inc. Toppan Merrill/FA
Northpond Ventures, LP
Rubin Michael P.
6/7/23 Northpond Ventures, LP SC 13D/A 1:94K Telesis Bio Inc. Toppan Merrill/FA
Michael P. Rubin³
Northpond Ventures GP, LLC³
Northpond Ventures II GP, LLC³
Northpond Ventures II, LP³
4/19/23‡ Northpond Ventures, LP SC 13D/A 1:82K Telesis Bio Inc. Toppan Merrill/FA
Michael P. Rubin³
Northpond Ventures GP, LLC³
Northpond Ventures II GP, LLC³
Northpond Ventures II, LP³
3/31/23 IsoPlexis Corp. 15-12G 3/31/23 1:12K Broadridge Fin’l So… Inc
3/29/23 Northpond Ventures, LP SC 13G 2:103K PhenomeX Inc. Donnelley … Solutions/FA
Michael P. Rubin³
Northpond Capital GP, LLC³
Northpond Capital, LP³
Northpond Ventures GP, LLC³
3/22/23 IsoPlexis Corp. 8-K:1,2,3,5 3/21/23 13:762K Broadridge Fin’l So… Inc
3/21/23 IsoPlexis Corp. S-8 POS 3/21/23 1:23K Broadridge Fin’l So… Inc
3/21/23 IsoPlexis Corp. S-8 POS 3/21/23 1:23K Broadridge Fin’l So… Inc
3/21/23 Khakhar Rajesh T. 4 Officer² 1:8K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Myers Jason W. 4 Director² 1:6K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Ho Gregory P. 4 Director² 1:10K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Heath James R 4 Director² 1:9K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Zhou Jing 4 Officer² 1:18K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Mackay Sean 4 Dir.,Off.² 1:25K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Conley John G. 4 Director² 1:9K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Rew Richard W. II 4 Officer² 1:8K IsoPlexis Corp. Newsfile Corp./FA
3/21/23 Strahley John 4 Officer² 1:10K IsoPlexis Corp. Newsfile Corp./FA
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: /A | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. | | S-8 POS | Post-Effective Amendment of a Form S-8 Registration. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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