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Filings re: Registrants of ‘SC 13D/A’ Filing 1104659-23-71612


        

183  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 6/23/23  Northpond Ventures, LP            4          10% Owner²  1:13K  DICE Therapeutics, Inc.           Donnelley Fin’l S… 06/FA 
          Northpond Ventures GP II, LLC
          Northpond Ventures GP, LLC
          Northpond Ventures II, LP
          Rubin Michael P.
 6/23/23  Northpond Ventures, LP            SC 13D/A               1:94K  DICE Therapeutics, Inc.           Donnelley … Solutions/FA 
          Michael P. Rubin³
          Northpond Ventures GP, LLC³
          Northpond Ventures II GP, LLC³
          Northpond Ventures II, LP³
 6/15/23  Northpond Ventures, LP            SC 13D/A               1:89K  IsoPlexis Corp.                   Toppan Merrill/FA        
          Michael P. Rubin³
          Northpond Capital GP, LLC³
          Northpond Capital, LP³
          Northpond Ventures GP, LLC³
  6/7/23  Northpond Ventures GP, LLC        4          Dir.,%Own.² 1:14K  Telesis Bio Inc.                  Toppan Merrill/FA        
          Northpond Ventures, LP
          Rubin Michael P.
  6/7/23  Northpond Ventures, LP            SC 13D/A               1:94K  Telesis Bio Inc.                  Toppan Merrill/FA        
          Michael P. Rubin³
          Northpond Ventures GP, LLC³
          Northpond Ventures II GP, LLC³
          Northpond Ventures II, LP³
 4/19/23 Northpond Ventures, LP            SC 13D/A               1:82K  Telesis Bio Inc.                  Toppan Merrill/FA        
          Michael P. Rubin³
          Northpond Ventures GP, LLC³
          Northpond Ventures II GP, LLC³
          Northpond Ventures II, LP³
 3/31/23  IsoPlexis Corp.                   15-12G      3/31/23    1:12K                                    Broadridge Fin’l So… Inc 
 3/29/23  Northpond Ventures, LP            SC 13G                 2:103K PhenomeX Inc.                     Donnelley … Solutions/FA 
          Michael P. Rubin³
          Northpond Capital GP, LLC³
          Northpond Capital, LP³
          Northpond Ventures GP, LLC³
 3/22/23  IsoPlexis Corp.                   8-K:1,2,3,5 3/21/23   13:762K                                   Broadridge Fin’l So… Inc 
 3/21/23  IsoPlexis Corp.                   S-8 POS     3/21/23    1:23K                                    Broadridge Fin’l So… Inc 
 3/21/23  IsoPlexis Corp.                   S-8 POS     3/21/23    1:23K                                    Broadridge Fin’l So… Inc 
 3/21/23  Khakhar Rajesh T.                 4          Officer²    1:8K   IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Myers Jason W.                    4          Director²   1:6K   IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Ho Gregory P.                     4          Director²   1:10K  IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Heath James R                     4          Director²   1:9K   IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Zhou Jing                         4          Officer²    1:18K  IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Mackay Sean                       4          Dir.,Off.²  1:25K  IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Conley John G.                    4          Director²   1:9K   IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Rew Richard W. II                 4          Officer²    1:8K   IsoPlexis Corp.                   Newsfile Corp./FA        
 3/21/23  Strahley John                     4          Officer²    1:10K  IsoPlexis Corp.                   Newsfile Corp./FA        
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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 ¹  Filing/Form Types: 
Type emoji
/A
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  15-12G    Certification of a Termination of Registration of a Class of Securities — Form 15.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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