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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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10/20/10 Crede CG II, Ltd. SC 13D 1:172K Ontrak, Inc. Broadridge Fin’l So… Inc
Patricia Peizer³
Reserva Capital, LLC³
Terren S. Peizer³
10/20/10 Ontrak, Inc. 8-K:1,2,3,910/19/10 8:684K Broadridge Fin’l So… Inc
10/20/10 Peizer Terren S 4 D,O,%Owner² 1:7K Ontrak, Inc. Broadridge Fin’l So… Inc
____________ | ¹ | Filing/Form Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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