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¹ | Filing/Form Types: |
| 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. |
| 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-Q | Quarterly Report — Form 10-Q. |
| 15-12G | Certification of a Termination of Registration of a Class of Securities — Form 15. |
| 15-15D | Notice of a Suspension of Duty to File Reports — Form 15. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| POS AM | Post-Effective Amendment of a Registration Statement. |
| RW | Registration Withdrawal Request. |
| S-8 POS | Post-Effective Amendment of a Form S-8 Registration. |
² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |