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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: -K |
| 8-A12B | Registration Statement for a Class of Securities — Form 8-A. |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. |
| 10-K | Annual Report — Form 10-K. |
| 10QSB | Quarterly or Quarterly-Transition Report by a Small Business — Form 10-QSB. |
| 10SB12G | Registration Statement by a Small-Business Issuer — Form 10-SB. |
| 25 | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25. |
| 424A | Prospectus – Info Substantively Changed or Added. |
| 424B3 | Prospectus – New Facts or Events. |
| 424B5 | Prospectus – Primary Offering or Shelf Securities – New Facts or Events. |
| 497 | Definitive Material. |
| CORRESP | Comment-Response or Other Letter to the SEC. |
| N-CSR | Annual Certified Shareholder Report by an Investment Company — Form N-CSR. |
| N-Q | Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q. |
| S-3 | Registration Statement – Securities for a Transaction — Form S-3. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ¶ | This Filing contains a delayed-release Document. |
→ | Fund / Series: Fund or Series of this Filer with a Class or Contract that this Filing pertains to. |