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| ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
| ¹ | Filing/Form Types: |
| 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials — Pre-8/23/04... Item 1: Control; 2: Assets; 3: Bankruptcy; 4: Accountants; 5: Events; 6: Resignations; 7: Financials; 8: FY; 9: Regs. FD & S; 10: Ethics; 11: Suspensions; 12: Results; 13: Notices }. |
| 15-12B | Certification of a Termination of Registration of a Class of Securities — Form 15. |
| SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. |
| SC 13E3 | Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3. |
| SC 14D1 | Tender-Offer Statement by a Third Party — Schedule 14D-1. |
| SC 14D9 | Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| ® | This Filing’s metadata was Corrected by the SEC and SEC Info℠, but not by other services. See our Correction Policy. |
| ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
