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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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4/15/24 Syntec Optics Holdings, Inc. 8-K:5,7,9 4/15/24 12:273K M2 Compliance LLC/FA
4/1/24 Syntec Optics Holdings, Inc. NT 10-K 12/31/23 1:28K M2 Compliance LLC/FA
2/14/24 Sandia Investment Management LP SC 13G/A 1:77K Syntec Optics Holdings, Inc. Bingham McCutchen LLP/FA
Timothy J. Sichler³
2/14/24 Radcliffe Capital Mgmt, L.P. SC 13G/A 1:144K Syntec Optics Holdings, Inc. Toppan Merrill/FA
Christopher Hinkel³
Radcliffe SPAC GP, LLC³
Radcliffe SPAC Master Fund, L.P.³
RGC Management Co., LLC³
Steven B. Katznelson³
2/13/24 Polar Asset Mgmt Partners Inc. SC 13G/A 1:8K Syntec Optics Holdings, Inc.
2/9/24 Periscope Capital Inc. SC 13G/A 1:43K Syntec Optics Holdings, Inc. Donnelley … Solutions/FA
2/5/24 Owl Creek Asset Management, L.P. SC 13G/A 1:58K Syntec Optics Holdings, Inc. Schulte Roth & Z… LLP/FA
1/17/24 Syntec Optics Holdings, Inc. 8-K/A:9 11/14/23 13:823K M2 Compliance LLC/FA
1/5/24 Syntec Optics Holdings, Inc. 8-K:8,9 1/5/24 12:8.2M M2 Compliance LLC/FA
11/22/23 Mohr Joseph John 3 Dir.,Off.² 1:3K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/17/23 Bishop Walter A. 3 Director² 1:3K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/17/23 Nelson Robert O II 3 Dir.,Off.² 1:3K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/17/23 Rosenthal Brent David 3 Director² 1:3K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/17/23 Kapoor Alok 3 Director² 1:4K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/17/23 Manzone Albert 3 Director² 1:3K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/14/23 Syntec Optics Holdings, Inc. 8-K:1,2,3,511/14/23 16:28M M2 Compliance LLC/FA
11/14/23 Kapoor Alok SC 13D 1:70K Syntec Optics Holdings, Inc. M2 Compliance LLC/FA
11/8/23 Syntec Optics Holdings, Inc. 8-K:8,9 11/8/23 13:308K M2 Compliance LLC/FA
11/7/23 Nasdaq Stock Market LLC 25-NSE 11/7/23 2:3K OmniLit Acquisition Corp.
11/6/23 OmniLit Acquisition Corp. 8-K:8,9 11/6/23 11:276K M2 Compliance LLC/FA
____________ | ¹ | Filing/Form Types: | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 8-K | Current Report — Form 8-K { Item 1: Business & Operations; 2: Financial Info; 3: Securities & Trading; 4: Accountants & Accounting; 5: Governance & Management; 6: Asset-Backed Securities; 7: Disclosures; 8: Events; 9: Financials }. | | 25-NSE | Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25. | | NT 10-K | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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