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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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2/14/23 North Sound Trading, LP SC 13G/A 1:74K IsoPlexis Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
North Sound Ventures, LP³
2/14/23 North Sound Trading, LP SC 13G/A 1:64K Standard Biotools Inc. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
12/28/22 North Sound Trading, LP SC 13D/A 1:55K Flotek Industries Inc./CN Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
3/7/22 North Sound Trading, LP SC 13G 2:69K Standard Biotools Inc. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
2/7/22 North Sound Trading, LP SC 13D/A 1:70K Flotek Industries Inc./CN Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
12/23/21 North Sound Trading, LP SC 13G 2:81K IsoPlexis Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
North Sound Ventures, LP³
3/2/21 North Sound Trading, LP SC 13D/A 1:58K Inseego Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
2/16/21 North Sound Trading, LP SC 13G/A 1:64K Emcore Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
2/16/21 North Sound Trading, LP SC 13G/A 1:88K Cellectar Biosciences, Inc. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
1/13/21 North Sound Trading, LP SC 13D/A 1:77K Sequans Communications Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
12/29/20 North Sound Trading, LP SC 13D/A 1:88K Sequans Communications Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
12/18/20 North Sound Trading, LP SC 13D/A 1:68K Inseego Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
12/16/20 Miller Brian 4 Director² 1:10K Inseego Corp. Paul Weiss Ri… LLP 01/FA
North Sound Management, Inc.
North Sound Trading, LP
12/3/20 North Sound Trading, LP SC 13D/A 1:85K Flotek Industries Inc./CN Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
9/24/20 North Sound Trading, LP SC 13D/A 1:86K Flotek Industries Inc./CN Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
5/26/20 Miller Brian 4 Director² 1:9K Inseego Corp. Paul Weiss Ri… LLP 01/FA
North Sound Management, Inc.
North Sound Trading, LP
5/15/20 North Sound Trading, LP SC 13D/A 1:81K Inseego Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
5/15/20 North Sound Trading, LP SC 13D/A 1:85K Sequans Communications Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
5/14/20 Miller Brian 4 Dir.,%Own.² 1:11K Inseego Corp. Paul Weiss Ri… LLP 01/FA
North Sound Management, Inc.
North Sound Trading, LP
3/19/20 North Sound Trading, LP SC 13G 2:93K Emcore Corp. Paul Weiss Ri… LLP 01/FA
Brian Miller³
North Sound Management, Inc.³
North Sound Trading, LP³
____________ | ¹ | Filing/Form Types: -K | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | SC 13G | Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. | ³ | Group Member: A Registrant or non-Registrant party to this Filing made by a Group. |
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