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North Sound Trading, LP  
 CT


        

39  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 2/14/23  North Sound Trading, LP           SC 13G/A               1:74K  IsoPlexis Corp.                   Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
          North Sound Ventures, LP³
 2/14/23  North Sound Trading, LP           SC 13G/A               1:64K  Standard Biotools Inc.            Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
12/28/22  North Sound Trading, LP           SC 13D/A               1:55K  Flotek Industries Inc./CN         Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
  3/7/22  North Sound Trading, LP           SC 13G                 2:69K  Standard Biotools Inc.            Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
  2/7/22  North Sound Trading, LP           SC 13D/A               1:70K  Flotek Industries Inc./CN         Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
12/23/21  North Sound Trading, LP           SC 13G                 2:81K  IsoPlexis Corp.                   Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
          North Sound Ventures, LP³
  3/2/21  North Sound Trading, LP           SC 13D/A               1:58K  Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 2/16/21  North Sound Trading, LP           SC 13G/A               1:64K  Emcore Corp.                      Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 2/16/21  North Sound Trading, LP           SC 13G/A               1:88K  Cellectar Biosciences, Inc.       Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 1/13/21  North Sound Trading, LP           SC 13D/A               1:77K  Sequans Communications            Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
12/29/20  North Sound Trading, LP           SC 13D/A               1:88K  Sequans Communications            Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
12/18/20  North Sound Trading, LP           SC 13D/A               1:68K  Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
12/16/20  Miller Brian                      4          Director²   1:10K  Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          North Sound Management, Inc.
          North Sound Trading, LP
 12/3/20  North Sound Trading, LP           SC 13D/A               1:85K  Flotek Industries Inc./CN         Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 9/24/20  North Sound Trading, LP           SC 13D/A               1:86K  Flotek Industries Inc./CN         Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 5/26/20  Miller Brian                      4          Director²   1:9K   Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          North Sound Management, Inc.
          North Sound Trading, LP
 5/15/20  North Sound Trading, LP           SC 13D/A               1:81K  Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 5/15/20  North Sound Trading, LP           SC 13D/A               1:85K  Sequans Communications            Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
 5/14/20  Miller Brian                      4          Dir.,%Own.² 1:11K  Inseego Corp.                     Paul Weiss Ri… LLP 01/FA 
          North Sound Management, Inc.
          North Sound Trading, LP
 3/19/20  North Sound Trading, LP           SC 13G                 2:93K  Emcore Corp.                      Paul Weiss Ri… LLP 01/FA 
          Brian Miller³
          North Sound Management, Inc.³
          North Sound Trading, LP³
____________
 ¹  Filing/Form Types: 
Type emoji
-K
  4    Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
  SC 13D    Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
  SC 13G    Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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