As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 2/14/20  Water Asset Management LLC        13F-HR     12/31/19    2:10K                                    Toppan Merrill/FA        
 2/14/20  Water Asset Management LLC        SC 13G/A               1:44K  Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
11/14/19  Water Asset Management LLC        13F-HR      9/30/19    2:10K                                    Toppan Merrill/FA        
 8/14/19  Water Asset Management LLC        13F-HR      6/30/19    2:10K                                    Toppan Merrill/FA        
 7/15/19  Water Asset Management LLC        SC 13G                 1:45K  Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 7/15/19  Water Asset Management LLC        4          10% Owner²  1:5K   Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 5/15/19  Water Asset Management LLC        13F-HR      3/31/19    2:10K                                    Toppan Merrill/FA        
  5/2/19  Water Asset Management LLC        4          10% Owner²  1:7K   Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 4/23/19  Water Asset Management LLC        SC 13D/A               3:118K Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 2/14/19  Water Asset Management LLC        13F-HR     12/31/18    2:9K                                     Toppan Merrill/FA        
12/12/18  Water Asset Management LLC        4          10% Owner²  1:7K   Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
11/14/18  Water Asset Management LLC        13F-HR      9/30/18    2:10K                                    Toppan Merrill/FA        
 8/14/18  Water Asset Management LLC        13F-HR      6/30/18    2:10K                                    Toppan Merrill/FA        
  6/4/18  Water Asset Management LLC        4          10% Owner²  1:7K   Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 5/15/18  Water Asset Management LLC        13F-HR      3/31/18    2:10K                                    Toppan Merrill/FA        
  5/3/18  Water Asset Management LLC        SC 13D/A               1:52K  Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 3/26/18  Water Asset Management LLC        SC 13D                 1:85K  Cadiz Inc.                        Schulte Roth & Z… LLP/FA 
 2/14/18  Water Asset Management LLC        13F-HR     12/31/17    2:11K                                    Toppan Merrill/FA        
11/14/17  Water Asset Management LLC        13F-HR      9/30/17    2:11K                                    Toppan Merrill/FA        
 10/5/17  Water Asset Management LLC        4          10% Owner²  1:5K   Cadiz Inc.                        Toppan Merrill/FA        

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¹	Filing/Form Types:
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	13F-HR	Quarterly Holdings and Combination Report by a Money Manager — Form 13F.
	SC 13D	Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D.
	SC 13G	Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.