As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 8/17/22  Neophotonics Corp.                15-12G      8/17/22    1:12K                                    Donnelley … Solutions/FA 
  8/5/22  Abbe Charles J                    4          Director²   2:19K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Li Yanbing                        4          Director²   2:12K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Wupen Yuen                        4          Officer²    2:25K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Wright Bradford W.                4          Officer²    2:11K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Jenks Timothy Storrs              4          Dir.,Off.²  2:23K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Savage Sheri                      4          Director²   2:12K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Chainey Kimberly                  4          Director²   2:11K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Tarazi Ihab Saad                  4          Director²   2:19K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Eby Elizabeth Lynne               4          Officer²    2:14K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Ramaswami Rajiv                   4          Director²   2:22K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Sophie Michael J                  4          Director²   2:13K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  cheung Chiyue                     4          Officer²    2:11K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/5/22  Carano Bandel L                   4          Director²   2:15K  Neophotonics Corp.                DONNELLEY FIN… File16/FA 
  8/3/22  New York Stock Exchange LLC       25-NSE       8/3/22    2:4K   Neophotonics Corp.                                         
  8/3/22  Neophotonics Corp.                8-K:1,2,3,5  8/3/22   12:334K                                   Donnelley … Solutions/FA 
  8/2/22  Jenks Timothy Storrs              4          Dir.,Off.²  1:12K  Neophotonics Corp.                Neophotonics Corp.       
  8/2/22  Wupen Yuen                        4          Officer²    1:10K  Neophotonics Corp.                Neophotonics Corp.       
  8/2/22  Eby Elizabeth Lynne               4          Off.,Other² 1:10K  Neophotonics Corp.                Neophotonics Corp.       
  8/2/22  cheung Chiyue                     4          Officer²    1:9K   Neophotonics Corp.                Neophotonics Corp.       

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¹	Filing/Form Types:  -Q
	4	Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }.
	8-K	Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
	15-12G	Certification of a Termination of Registration of a Class of Securities — Form 15.
	25-NSE	Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25.
²	Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.