As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 1/11/24‡ Cboe EDGX Exchange, Inc.          19B-4E      1/11/24    1:2K                                     SEC #7                   
 1/11/24‡ Cboe EDGA Exchange, Inc.          19B-4E      1/11/24    1:2K                                     SEC #7                   
 1/11/24‡ Cboe BZX Exchange, Inc.           19B-4E      1/11/24    1:2K                                     SEC #7                   
 1/11/24‡ Cboe BYX Exchange, Inc.           19B-4E      1/11/24    1:2K                                     SEC #7                   
 1/11/24  Davenport & Co. LLC               MA-A       12/31/23    1:79K                                                             
 1/11/24  Lampert Capital Markets Inc.      FOCUSN      8/31/23    1:2K                                     SEC #7                   
 1/11/24  Coughlin & Co. Inc.               FOCUSN/A    9/30/23    1:2K                                     SEC #7                   
 1/11/24  Lampert Capital Markets Inc.      X-17A-5     8/31/23    1:2K                                     SEC #7                   
 1/11/24  MIAX Emerald, LLC                 1/A         2/13/24    1:2K                                     SEC #7                   
 1/11/24  Cabrera Capital Markets, LLC      MA-A       12/31/23    1:19K                                                             
 1/11/24  Societe Generale SA               SBSE-A/A    1/26/24    6:2.4M                                                            
 1/11/24  M.E. Allison & Co., Inc.          MA-A       12/31/23    1:13K                                                             
 1/11/24  Zions Public Finance, Inc.        MA-I        1/16/24    1:14K                                                             
          Tyler Dial³
 1/11/24  Virtus Asset Trust                DEL AM      1/11/24    1:16K                                    Donnelley … Solutions/FA 
 1/11/24  DiPerna & Co., LLC                MA-I/A      1/12/24    1:10K                                                             
          Glenn Josiah Huber³
 1/11/24  National Healthcare Capital LLC   MA-I/A      1/12/24    1:7K                                                              
          Thomas Edward Mayfield³
 1/11/24  National Healthcare Capital LLC   MA-I/A      1/12/24    1:8K                                                              
          Richard Tucker Plumstead³
 1/11/24  B.C. Ziegler & Co.                MA-I/A      1/12/24    1:8K                                                              
          Margaret Mary Weingartz³
 1/11/24  Ehlers & Associates, Inc.         MA-I/A      1/12/24    1:10K                                                             
          Lisa Marie Trebatoski³
 1/11/24  PFM Financial Advisors LLC        MA-I/A      1/12/24    1:9K                                                              
          Patrick James Doherty³

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  /A
	1	Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	DEL AM	Registration Effectiveness-Delaying Amendment.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	MA-A	Annual Update of Registration by a Municipal Advisor — Form MA.
	MA-I	Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
	SBSE-A	Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.
³	Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.