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Filed as of Tuesday, 7/25/23
25
JUL


        

2,568  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 7/25/23 One Amherst Partners, L.L.C.      X-17A-5     3/31/23    1:2K                                     SEC #7                   
 7/25/23‡ Starling Impact Advisors LLC      MA-I         8/2/23    1:9K                                                              
          Sajan Philip³
 7/25/23‡ Starling Impact Advisors LLC      MA           8/2/23    1:10K                                                             
 7/25/23  Heritage Financial Systems, LLC   MA-A       12/31/20    1:11K                                                             
 7/25/23‡ Northland Securities, Inc.        MA/A        7/27/23    1:35K                                                             
 7/25/23  UBS Securities LLC                ATS-N/UA7/26/23    5:539K                                   Quality Edgar - QES/FA   
 7/25/23  Clear Scope Advisors, Inc.        MA-A       12/31/15    1:9K                                                              
 7/25/23  National Capital Resources, LLC   MA-A       12/31/18    1:12K                                                             
 7/25/23  National Capital Resources, LLC   MA-A       12/31/17    1:12K                                                             
 7/25/23  Davenport & Co. LLC               MA-I/A      7/26/23    1:8K                                                              
          James Milton Traudt³
 7/25/23  Dolphin Entertainment, Inc.       S-3         7/26/23    6:181K                                   Edgar Tech & Bus… Inc/FA 
 7/25/23‡ GreenLight Biosciences Holdi… PBC EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Haymaker Acquisition Corp. 4      EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Berkshire Grey, Inc.              EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Surf Air Mobility Inc.            EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Berkshire Grey, Inc.              EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Advisors Disciplined Trust 2181   EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ MDB Capital Holdings, LLC         EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ noco-noco Inc.                    EFFECT      7/25/23    1:2K                                     SEC #5                   
 7/25/23‡ Korea Development Bank            EFFECT      7/25/23    1:2K                                     SEC #5                   
          Republic of Korea
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  ATS-N/UA    Updating Amendment — Form ATS-N.
  EFFECT    SEC Notice of Effectiveness.
  MA    Application for Registration by a Municipal Advisor — Form MA.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  MA-I    Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
  S-3    Registration Statement – Securities for a Transaction — Form S-3.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ¶  This Filing contains a delayed-release Document.
 ³  Group Member:  A Registrant or non-Registrant party to this Filing made by a Group.
 
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