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Filed as of Wednesday, 9/9/20
9
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1,942  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
  9/9/20  Alamo Capital                     X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20 Financial Sense Securities, Inc.  X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20‡ Heim, Young & Associates, Inc.    FOCUSN      6/30/20    1:2K                                     SEC #7                   
  9/9/20‡ Heim, Young & Associates, Inc.    X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20‡ Pacific Financial Assocs NV, Inc. X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20  Nelson Securities, Inc.           X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20  Int’l Money Mgmt Group, Inc.      X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20  Portsmouth Financial Services     X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20  Liberty Investment Counsel, Ltd.  X-17A-5     6/30/20    1:2K                                     SEC #7                   
  9/9/20  ParcelPal Logistics Inc.          SEC LETTER 12/16/20    1:269K                                   SEC #7                   
  9/9/20  Westhoff, Cone & Holmstedt        MA-A        8/31/20    1:13K                                                             
  9/9/20  Gayton Bradley M                  3          Officer²    1:3K   Coca-Cola Co.                     Computershare Inc.       
  9/9/20  Cboe EDGX Exchange, Inc.          19B-4E       9/9/20    1:2K                                     SEC #7                   
  9/9/20  Cboe EDGA Exchange, Inc.          19B-4E       9/9/20    1:2K                                     SEC #7                   
  9/9/20  Cboe BYX Exchange, Inc.           19B-4E       9/9/20    1:2K                                     SEC #7                   
  9/9/20  Cboe BZX Exchange, Inc.           19B-4E       9/9/20    1:2K                                     SEC #7                   
  9/9/20  Orphazyme A/S                     SEC LETTER  9/10/20    1:270K                                   SEC #7                   
  9/9/20‡ AYRO, Inc.                        EFFECT       9/9/20    1:2K                                     SEC #5                   
  9/9/20‡ KNOT Offshore Partners LP         EFFECT       9/9/20    1:2K                                     SEC #5                   
  9/9/20‡ Taronis Fuels, Inc.               EFFECT       9/9/20    1:2K                                     SEC #5                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  EFFECT    SEC Notice of Effectiveness.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  MA-A    Annual Update of Registration by a Municipal Advisor — Form MA.
  SEC LETTER    SEC Staff Letter – SEC Comment, No-Action, Redacted Exhibit, Serious Deficiencies or Uncategorized Letter.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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