As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 6/14/16  First Trust ETF III               CERTNAS     6/14/16    1:2K                                     SEC #7                   
 6/14/16  iSHARES TRUST                     CERTNAS     6/14/16    1:2K                                     SEC #7                   
 6/14/16  Miami Int’l Secs Exchange, LLC    1/A         8/24/16    1:2K                                     SEC #7                   
 6/14/16  Free Seas Inc.                    CB           8/9/16    1:2K   Free Seas Inc.                    SEC #7                   
 6/14/16‡ Dynamic Stock Transfer, Inc.      TA-1        6/23/16    1:5K                                                              
 6/14/16  Keygent LLC                       MA/A        6/23/16    1:21K                                                             
 6/14/16  Cboe EDGX Exchange, Inc.          19B-4E      6/14/16    1:2K                                     SEC #7                   
 6/14/16  Cboe BYX Exchange, Inc.           19B-4E      6/14/16    1:2K                                     SEC #7                   
 6/14/16  Cboe EDGA Exchange, Inc.          19B-4E      6/14/16    1:2K                                     SEC #7                   
 6/14/16  Cboe BZX Exchange, Inc.           19B-4E      6/14/16    1:2K                                     SEC #7                   
 6/14/16  Frasca & Associates, LLC          MA/A        6/17/16    1:14K                                                             
 6/14/16  Stifel, Nicolaus & Co., Inc.      MA-I/A      6/16/16    1:10K                                                             
 6/14/16  Rothschild & Co. US Inc.          FOCUSN      3/31/16    1:2K                                     SEC #7                   
 6/14/16  Rothschild & Co. US Inc.          X-17A-5     3/31/16    1:2K                                     SEC #7                   
 6/14/16  KJM Securities, Inc.              X-17A-5     3/31/16    1:2K                                     SEC #7                   
 6/14/16  RBC Capital Markets, LLC          MA-I/A      6/15/16    1:9K                                                              
 6/14/16  Samco Capital Markets, Inc.       MA-I/A      6/15/16    1:8K                                                              
 6/14/16  Samco Capital Markets, Inc.       MA-I/A      6/15/16    1:8K                                                              
 6/14/16  Samco Capital Markets, Inc.       MA-I/A      6/15/16    1:9K                                                              
 6/14/16  Samco Capital Markets, Inc.       MA-I/A      6/15/16    1:8K                                                              

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:  -K
	1	Application for Registration, or an Exemption from Registration, as a National Securities Exchange — Form 1.
	19B-4E	Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
	CB	Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB.
	CERTNAS	Certification by the Nasdaq Stock Market Approving a Listing — Form CERT.
	FOCUSN	Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-I	Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.