As Of	Filer	Filing¹	For·On·As	Docs:Size	Issuer		Filing Agent

 3/30/16  Vantagepoint Transfer Age… LLC/TA TA-1/A       4/9/16    1:7K                                                              
 3/30/16‡ Pathfinder Cell Therapy, Inc.     EFFECT      3/30/16    1:2K                                     SEC #5                   
 3/30/16‡ Aston Capital Advisors, LLC       X-17A-5/A  12/31/15    1:2K                                     SEC #7                   
 3/30/16  MBS Capital Markets, LLC          MA/A         4/4/16    1:15K                                                             
 3/30/16  BlackRock Inst’l Trust Co., N.A.  MA-A       12/31/15    1:115K                                                            
 3/30/16  Vanguard Advisers Inc.            MA-A       12/31/15    1:23K                                                             
 3/30/16  Springsted Inc.                   MA-A       12/31/15    1:35K                                                             
 3/30/16  Springsted Inv Advisors Inc.      MA-A       12/31/15    1:20K                                    Springsted Inc.          
 3/30/16  US Bank N.A.                      MA-A       12/31/15    1:42K                                    U.S. Bancorp             
 3/30/16  TSX Trust Co.                     TA-1/A       4/9/16    1:11K                                    Newsfile Corp./FA        
 3/30/16  TMX Investor Solutions Inc.       TA-1/A       4/9/16    1:10K                                    Newsfile Corp./FA        
 3/30/16  Ameriprise Fin’l Services, LLC    MA-A       12/31/15    1:102K                                                            
 3/30/16  Cain Brothers & Co., LLC          MA/A         4/1/16    1:31K                                                             
 3/30/16  Benjamin F. Edwards & Co., Inc.   MA-A       12/31/15    1:40K                                                             
 3/30/16  Buckshot Strategies LLC           MA-I         4/1/16    1:8K                                                              
 3/30/16‡ Eppinger & Associates, LLC        MA-A       12/31/15    1:10K                                                             
 3/30/16‡ Harrell & Co. Advisors, LLC       MA-A       12/31/15    1:11K                                                             
 3/30/16‡ Goldman Sachs & Co. LLC           MA-A       12/31/15    1:610K                                                            
 3/30/16‡ Cooperative Strategies, LLC       MA-A       12/31/15    1:18K                                                             
 3/30/16  Nat’l Penn Investors Trust Co./PA MA-W        3/31/16    1:5K                                                              

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‡	A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET.  The legal “Filed As Of” date may be the next, or another, day.
¹	Filing/Form Types:
	EFFECT	SEC Notice of Effectiveness.
	MA	Application for Registration by a Municipal Advisor — Form MA.
	MA-A	Annual Update of Registration by a Municipal Advisor — Form MA.
	MA-I	Info re: a Natural Person Who Engages in Municipal Advisory Activity — Form MA-I.
	MA-W	Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W.
	TA-1	Application for Registration by a Transfer Agent — Form TA-1.
	X-17A-5	Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
	/A	Amendment to, or Amended version of, a previous Filing of this Type.