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As Of | Filer | Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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5/25/11‡ Sinofresh Healthcare Inc. REVOKED 7/25/13 1:33K SEC #7
5/25/11‡ Sco Group Inc. REVOKED 7/25/13 1:33K SEC #7
5/25/11 Scilabs Holdings Inc. REVOKED 7/25/13 1:33K SEC #7
5/25/11 Scantek Medical Inc. REVOKED 7/25/13 1:33K SEC #7
5/25/11 San Holdings Inc. REVOKED 7/25/13 1:33K SEC #7
5/25/11 Sabratek Corp. REVOKED 7/25/13 1:33K SEC #7
5/25/11 Diamond Hitts Production Inc. REVOKED 7/15/13 1:29K SEC #7
5/25/11 Commerce Securities Corp. X-17A-5 3/31/11 1:2K SEC #7
5/25/11‡ Lombard Odier Transatlantic Ltd. ADV-NR 5/25/11 1:2K SEC #7
5/25/11 Wall Street Financial Group, Inc. X-17A-5 3/31/11 1:2K SEC #7
5/25/11 Toyota Fin’l Svcs Secs USA Corp. X-17A-5 3/31/11 1:2K SEC #7
5/25/11 Forward Management, LLC TA-W 7/24/11 1:4K
5/25/11 Gordon, Haskett Capital Corp. FOCUSN 3/31/11 1:2K SEC #7
5/25/11‡ Emmet & Co., Inc. FOCUSN 3/31/11 1:2K SEC #7
5/25/11‡ Andeavor LLC ARS 12/31/10 1:2K SEC #7
5/25/11 Emmet & Co., Inc. X-17A-5 3/31/11 1:2K SEC #7
5/25/11 Fairport Capital, Inc. X-17A-5 3/31/11 1:2K SEC #7
5/25/11 Growth Venture Partners, LLC X-17A-5 3/31/11 1:2K SEC #7
5/25/11 Icici Securities Inc. FOCUSN 3/31/11 1:2K SEC #7
5/25/11 Gordon, Haskett Capital Corp. X-17A-5 3/31/11 1:2K SEC #7
____________ | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | ¹ | Filing/Form Types: | | ADV-NR | Appointment of a U.S. Agent for Service of Process by a Non-Resident General Partner or Managing Agent of an Investment Advisor — Form ADV-NR. | | ARS | Annual Report to Security Holders. | | FOCUSN | Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer. | | REVOKED | SEC Order Revoking a Registration. | | TA-W | Notice of a Withdrawal from Registration by a Transfer Agent — Form TA-W. | | X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
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