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Filed as of Wednesday, 8/27/08
27
AUG


        

2,552  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 8/27/08  Seven J Stock Farm Inc. TA/TA     TA-W       10/26/08    1:1K                                     SEC #7                   
 8/27/08  Reliance Capital Mgmt Advs LLC    FOCUSN      6/30/08    1:2K                                     SEC #7                   
 8/27/08  Quantum Securities, Inc.          X-17A-5/A  12/31/07    1:2K                                     SEC #7                   
 8/27/08  Ernst & Young Corp Fin (Cana… Inc FOCUSN      6/27/08    1:2K                                     SEC #7                   
 8/27/08  McGladrey Capital Markets, LLC    X-17A-5/A   4/30/08    1:2K                                     SEC #7                   
 8/27/08  Reliance Capital Mgmt Advs LLC    X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Plante Moran Ins Agency Svcs, LLC X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Burns Financial Centre, Inc.      X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  First Bermuda Securities Ltd.     X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Ernst & Young Corp Fin (Cana… Inc X-17A-5     6/27/08    1:2K                                     SEC #7                   
 8/27/08  G - W Brokerage Group, Inc.       X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Fleming Securities Inc.           X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08 Evestra Inc.                      REGDEX/A    8/27/08    1:2K                                     SEC #7                   
 8/27/08  International Fund Marketing Ltd. X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Black Oak Securities, Inc.        X-17A-5     6/30/08    1:2K                                     SEC #7                   
 8/27/08  Silverwood Partners LLC           X-17A-5/A  12/31/07    1:2K                                     SEC #7                   
 8/27/08  R.M. Duncan Securities, Inc.      FOCUSN      6/30/08    1:2K                                     SEC #7                   
 8/27/08  Palmieri, Angnardo & Co., Inc.    FOCUSN      6/30/08    1:2K                                     SEC #7                   
 8/27/08  Retirement Resources Inv Corp.    FOCUSN      6/30/08    1:2K                                     SEC #7                   
 8/27/08  Portsmouth Financial Services     X-17A-5     6/30/08    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  TA-W    Notice of a Withdrawal from Registration by a Transfer Agent — Form TA-W.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
 
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