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Filed as of Tuesday, 2/13/07
13
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6,783  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
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 2/13/07 Indigenous Global Dev Corp.       REVOKED    10/28/13    1:133K                                   SEC #7                   
 2/13/07  Clearlake Advisors, L.L.C.        ADV-E       2/13/07    1:2K                                     SEC #7                   
 2/13/07  Florida Atlantic Securities Corp. X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  DBX Strategic Advisors LLC        40-APP/A    4/18/07    1:2K                                     SEC #7                   
          HealthShares{TM} Inc.
 2/13/07‡ Alliance Affiliated Equities Corp X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  Thomas J. Herzfeld & Co., Inc.    X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  NYSE American LLC                 19B-4E      2/13/07    1:2K                                     SEC #7                   
 2/13/07  First American Securities, Inc.   X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  Geneve International Corp.        X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07‡ Oak River Investments, Inc.       X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07‡ Jackson Partners & Assocs, Inc.   X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  Mission Securities Corp.          FOCUSN     12/31/06    1:2K                                     SEC #7                   
 2/13/07  Mha Financial Corp.               X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  Davids Bridal Inc.                REGDEX/A    2/13/07    1:2K                                     SEC #7                   
 2/13/07  NovAccess Global Inc.             8-K®:1,9    1/26/07   11:357K                                   Excel Filings, LLC/FA    
 2/13/07  Gateway Professional Campus LLC   REGDEX      2/13/07    1:2K                                     SEC #7                   
 2/13/07  Patriot Charter LLC               X-17A-5    12/31/06    1:2K                                     SEC #7                   
 2/13/07  Lowe Resort Fin Inv Partners LLC  REGDEX®     2/15/07    1:2K                                     SEC #7                   
 2/13/07  Brainwave tv LLC                  REGDEX      2/13/07    1:2K                                     SEC #7                   
 2/13/07  Zweig DiMenna Natural Resour… Ltd REGDEX      2/13/07    1:2K                                     SEC #7                   
____________
 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
/A
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  19B-4E    Info from a Self-Regulatory Organization (SRO) Listing and Trading a New Derivative Securities Product — Form 19b-4(e).
  40-APP    Application for an Exemption Order or Other Relief by an Investment Company.
  ADV-E    Certificate of Accounting of Client Securities and Funds in the Possession or Custody of an Investment Advisor — Form ADV-E.
  FOCUSN    Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer.
  REGDEX    Notice of an Exempt Offering of Securities — Form D.
  REVOKED    SEC Order Revoking a Registration.
  X-17A-5    Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
  ®  This Filing’s metadata was Corrected by the SEC and SEC Info, but not by other services.  See our Correction Policy.
 
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