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‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. |
¹ | Filing/Form Types: |
| 1-A | Offering Statement — Form 1-A. |
| MSDW | Notice of a Withdrawal from Registration by a Municipal Securities Dealer — Form MSDW. |
| NO ACT | SEC No-Action Letter re: a Shareholder Proposal. |
| REGDEX | Notice of an Exempt Offering of Securities — Form D. |
| REVOKED | SEC Order Revoking a Registration. |
| SUPPL | Supplemental Material by a Foreign Issuer. |
| TA-1 | Application for Registration by a Transfer Agent — Form TA-1. |
| TA-2 | Annual Report of Activity by a Transfer Agent — Form TA-2. |
| X-17A-5 | Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5. |
| /A | Amendment to, or Amended version of, a previous Filing of this Type. |
| F | This Filing was Deleted by the SEC, but not by SEC Info℠. See our Deletion Policy. |