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Katherine M. Honey” (as Signatory)


        

275  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 5/10/24  Spinnaker ETF Series              485BPOS     5/10/24   31:2.3M                                                            Genter Capital Municipal Quality Intermediate ETFGenter Capital Taxable Quality Intermediate ETF
  5/7/24  Starboard Investment Trust        N-CSRS      2/29/24    4:1.4M                                                            Roumell Opportunistic Value Fund
  5/6/24  Spinnaker ETF Series              485BXT                 1:21K                                                             Genter Capital Municipal Quality Intermediate ETFGenter Capital Taxable Quality Intermediate ETF
 4/16/24  Spinnaker ETF Series              485BPOS     4/16/24   24:3.4M                                                            Tuttle Capital Inverse ESG ETFTuttle Capital Self Defense Index ETF
 4/11/24  Spinnaker ETF Series              485BXT                 1:23K                                                             Tuttle Capital Inverse ESG ETFTuttle Capital Self Defense Index ETF
  4/5/24  Spinnaker ETF Series              485BXT                 1:21K                                                             Tuttle Capital Inverse ESG ETFTuttle Capital Self Defense Index ETF
  4/1/24  Spinnaker ETF Series              8-A12B                 1:18K                                                             
 3/26/24  Spinnaker ETF Series              485BPOS     3/26/24   26:3M                                                              Obra High Grade Structured Products ETFObra Opportunistic Structured Products ETF
 3/22/24 Spinnaker ETF Series              497J        3/22/24    1:5K                                                              North Shore Equity Rotation ETF
 3/22/24  Spinnaker ETF Series              8-A12B                 1:17K                                                             
 3/18/24  Spinnaker ETF Series              485BPOS     3/18/24   17:2.4M                                                            North Shore Equity Rotation ETF
 3/12/24  Spinnaker ETF Series              485BXT                 1:22K                                                             North Shore Equity Rotation ETF
  3/8/24  Spinnaker ETF Series              N-CSRS     12/31/23    4:503K                                                            UVA Unconstrained Medium-Term Fixed Income ETF
 2/22/24  Spinnaker ETF Series              485APOS                2:786K                                                            Genter Capital Municipal Quality Intermediate ETF New Fund/Series!
          Genter Capital Municipal Quality Intermediate ETFGENM New Class/Contract!Genter Capital Taxable Quality Intermediate ETF New Fund/Series!
          Genter Capital Taxable Quality Intermediate ETFGENT New Class/Contract!
  2/7/24  Starboard Investment Trust        N-CSRS/A   11/30/23    3:1.3M                                                            Adaptive Alpha Opportunities ETFAdaptive Hedged Multi-Asset Income ETFRH Tactical Outlook ETFRH Tactical Rotation ETF
  2/6/24  Starboard Investment Trust        N-CSRS     11/30/23    3:1.3M                                                            Adaptive Alpha Opportunities ETFAdaptive Hedged Multi-Asset Income ETFRH Tactical Outlook ETFRH Tactical Rotation ETF
  2/2/24  Spinnaker ETF Series              497J         2/2/24    1:6K                                                              Trajan Wealth Income Opportunities ETF
  2/2/24  Starboard Investment Trust        497J         2/2/24    1:5K                                                              Sector Rotation Fund
 1/26/24  Starboard Investment Trust        485BPOS      2/1/24   18:2.7M                                                            Sector Rotation Fund
 1/26/24  Spinnaker ETF Series              485BPOS      2/1/24   18:2.6M                                                            Trajan Wealth Income Opportunities ETF
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 ‡  A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm
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.  The legal “Filed As Of” date may be the next, or another, day.
 ¹  Filing/Form Types: 
Type emoji
-K
  8-A12B    Registration Statement for a Class of Securities — Form 8-A.
  485APOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  485BPOS    Post-Effective Amendment of a Form N-1 or N-1A Registration.
  485BXT    Post-Effective Amendment of a Form N-1 or N-1A Registration to Designate a New Effective Date.
  497J    Certification of No Change in Definitive Material.
  N-CSRS    Semi-Annual Certified Shareholder Report by an Investment Company — Form N-CSR.
  /A  Amendment to, or Amended version of, a previous Filing of this Type.
   Fund / Series:  Fund or Series of this Filer with a Class or Contract that this Filing pertains to.
   Class / Contract:  Class or Contract of this Fund or Series that this Filing pertains to.
 
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