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5/10/21‡ LFM Investments, Inc. SC 13D/A 5/7/21 1:114K FCCC Inc. Discount Edgar/FA
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- HTML: 85K| SC 13D/A | 1st Page of 14± | LFM Investments, Inc. - SC 13D/A - re: FCCC Inc. | No Page-Breaks | | Line 23:
C: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FCCC, Inc. (Name of Issuer)
Common Stock, No Par Value (Title of Class of Securities) 30246C104 (CUSIP Number) Fred J. Merritt , President LFM Investments, Inc. 1650 W. 106 th Street Indianapolis, Indiana 46032 (Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications) April 26, 2021 (Date of Event which Requires Filing of this Statement) If ... including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this ... | | Line 34: Item 2 - Identity and Background The reporting person filing this Statement is LFM Investments, Inc., an Indiana ... of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation
with respect to such laws. Item 3 - Source and Amount of Funds or Other Consideration Not applicable.
Item 4 - Purpose of Transaction On April 26, 2021 , pursuant to a Stock Purchase Agreement (the “Stock Purchase ... He and American Public Investment Co. (collectively, the “Buyers”), and Frederick L. Farrar , Chafre, LLC, Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus (collectively the “Sellers”) pursuant to which the Buyers acquired 1,900,000 shares of the Company’s common stock from the Sellers. Item 5. Interest
in Securities of the Issuer (a) As of the date hereof, the Reporting Person no longer beneficially own any ... the Issuer.; (c) The transactions by the Reporting Person in the securities of the Issuer during the past sixty
days are set forth in Item 4 of this Amendment No. 1 and Exhibit A are hereby incorporated by reference . (d) ... 26, 2021 . Following the closing of the Stock Purchase Agreement, the Reporting Persons no longer beneficially own any
securities of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to ... 26, 2021, by and among Huijun He and American Public Investment Co., and Frederick L. Farrar, Chafre, LLC, Frederick J Merritt, LFM Investments,
Inc. and Daniel R. Loftus 3 of 4 The filer must sign the filing and certify that the information is true, ... and belief, I certify that the information set forth in this statement is true, complete and correct. May 7, 2021
Date /s/ Fred J. Merritt Fred J. Merritt , President Attention: Intentional misstatements or omissions of fact constitute Federal Criminal violations (See 18 U.S.C. 1001) 4 of 4
EXHIBIT A STOCK PURCHASE AGREEMENT by and among HUIJUN HE , AMERICAN PUBLIC INVESTMENT CO., and THE HOLDERS OF SECURITIES OF FCCC, INC. LISTED ON ANNEX I HERETO April 26, 2021 ... | | Line 112: Frederick L. Farrar Title:
Managing Member LFM Investments, Inc. By:
/s/ Fred J. Merritt
Name:
Fred J. Merritt Title:
President By: /s/ Kyle Lanham attorney-in-fact Charles E. Lanham By: ... |
5/10/21‡ Farrar Frederick L SC 13D/A 5/7/21 1:142K FCCC Inc. Discount Edgar/FA
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- HTML: 108K| SC 13D/A | 1st Page of 18± | Farrar Frederick L - SC 13D/A - re: FCCC Inc. | No Page-Breaks | | Line 42: ... (a) This statement on Schedule 13D relates to the common stock of FCCC, Inc., a Connecticut corporation (the ... filing this Statement is Frederick L. Farrar , a U.S. citizen, whose address is 11911 N 133rd Way, Scottsdale ,
AZ 85259 . During the last five years, the reporting person has not been convicted in a criminal proceeding ... violation with respect to such laws. Item 3 - Source and Amount of Funds or Other Consideration Not applicable.
Item 4 - Purpose of Transaction On April 26, 2021 , pursuant to a Stock Purchase Agreement (the “Stock Purchase ... He and American Public Investment Co. (collectively, the “Buyers”), and Frederick L. Farrar , Chafre, LLC, Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus (collectively the “Sellers”) pursuant to which the Buyers acquired 1,900,000 shares of the Company’s common stock from the Sellers. Item 5. Interest
in Securities of the Issuer (a) As of the date hereof, the Reporting Person no longer beneficially own any ... the Issuer.; (c) The transactions by the Reporting Person in the securities of the Issuer during the past sixty ... | | Line 47: ... securities of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to ... of $65,000 bearing 5.0% interest per annum due and payable in cash on October 31, 2022 (the “Note”). Frederick
L. Farrar , entered into a Note Purchase Option Agreement, dated April 26, 2021 , with Mr. He, whereby Mr. Farrar ... and unpaid interest on the Note. 3 of 5 Item 7. Material to Be Filed as Exhibits Exhibit No. Description
A Stock Purchase Agreement, dated April 26, 2021, by and among Huijun He and American Public Investment Co., and Frederick L. Farrar, Chafre, LLC, Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus B Note Purchase Option Agreement, dated April 26, 2021, between Huijun He and Frederick Farrar C Note Purchase Agreement,
by and between FCCC, Inc. and Frederick Farrar, dated September 21, 2020 (incorporated by reference to Exhibit 10.1 to ... Current Report filed by FCCC, Inc. with the Securities and Exchange Commission on September 23, 2020) 4 of 5 ... | | Line 123: Frederick L. Farrar Title:
Managing Member LFM Investments, Inc. By:
/s/ Fred J. Merritt
Name:
Fred J. Merritt Title:
President By: /s/ Kyle Lanham attorney-in-fact Charles E. Lanham By: ... |
5/10/21‡ Loftus Daniel R SC 13D/A 5/7/21 1:113K FCCC Inc. Discount Edgar/FA
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- HTML: 86K| SC 13D/A | 1st Page of 14± | Loftus Daniel R - SC 13D/A - re: FCCC Inc. | No Page-Breaks | | Line 35: During the last five years, the reporting person has not been convicted in a criminal proceeding (excluding traffic ... mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
Item 3 - Source and Amount of Funds or Other Consideration Not applicable.
Item 4 - Purpose of Transaction On April 26, 2021 , pursuant to a Stock Purchase Agreement (the “Stock Purchase ... He and American Public Investment Co. (collectively, the “Buyers”), and Frederick L. Farrar , Chafre, LLC, Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus (collectively the “Sellers”) pursuant to which the Buyers acquired 1,900,000 shares of the Company’s common stock from the Sellers. Item 5. Interest
in Securities of the Issuer (a) As of the date hereof, the Reporting Person no longer beneficially own any ... the Issuer.; (c) The transactions by the Reporting Person in the securities of the Issuer during the past sixty
days are set forth in Item 4 of this Amendment No. 1 and Exhibit A are hereby incorporated by reference . (d) ... 26, 2021 . Following the closing of the Stock Purchase Agreement, the Reporting Persons no longer beneficially own
any securities of the Issuer. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to ... 26, 2021, by and among Huijun He and American Public Investment Co., and Frederick L. Farrar, Chafre, LLC, Frederick J Merritt, LFM Investments,
Inc. and Daniel R. Loftus 3 of 4 The filer must sign the filing and certify that the information is true, ... and belief, I certify that the information set forth in this statement is true, complete and correct. May 7, 2021 ... | | Line 113: Frederick L. Farrar Title:
Managing Member LFM Investments, Inc. By:
/s/ Fred J. Merritt
Name:
Fred J. Merritt Title:
President By: /s/ Kyle Lanham attorney-in-fact Charles E. Lanham By: ... |
5/10/21‡ Chafre, LLC SC 13D/A 5/7/21 1:113K FCCC Inc. Discount Edgar/FA
1: SC 13D/A Amendment to Statement of Acquisition of Beneficial Ownership by
an "Active" Investor -- HTML: 85K| SC 13D/A | 1st Page of 14± | Chafre, LLC - SC 13D/A - re: FCCC Inc. | No Page-Breaks | | Line 34: Item 2 - Identity and Background The reporting person filing this Statement is Chafre, LLC, an Indiana limited ... of which it was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3 - Source and Amount of Funds or Other Consideration Not applicable.
Item 4 - Purpose of Transaction On April 26, 2021 , pursuant to a Stock Purchase Agreement (the “Stock Purchase ... He and American Public Investment Co. (collectively, the “Buyers”), and Frederick L. Farrar , Chafre, LLC, Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus (collectively the “Sellers”) pursuant to which the Buyers acquired 1,900,000 shares of the Company’s common stock from the Sellers. Item 5. Interest
in Securities of the Issuer (a) As of the date hereof, the Reporting Person no longer beneficially own any securities ... following the closing of the Stock Purchase Agreement on April 26, 2021 . Following the closing of the Stock Purchase
Agreement, the Reporting Persons no longer beneficially own any securities of the Issuer. Item 6. Contracts, ... dated April 26, 2021, by and among Huijun He and American Public Investment Co., and Frederick L. Farrar, Chafre, LLC,
Frederick J Merritt, LFM Investments, Inc. and Daniel R. Loftus 3 of 4 The filer must sign the filing and certify that the ... and belief, I certify that the information set forth in this statement is true, complete and correct. May
7, 2021 Date /s/ Frederick L. Farrar Frederick L. Farrar , President Attention: Intentional misstatements or omissions of fact constitute Federal Criminal violations (See 18 U.S.C. 1001) ... | | Line 111: Frederick L. Farrar Title:
Managing Member LFM Investments, Inc. By:
/s/ Fred J. Merritt
Name:
Fred J. Merritt Title:
President By: /s/ Kyle Lanham attorney-in-fact Charles E. Lanham By: ... |
7/11/14 LFM Investments, Inc. 3 10% Owner² 2:8K FCCC Inc. R R Donnelley … Filer/FA
1: 3 Lfm Investments, Inc. -- rrd412928.xml/2.6 -- HTML: 4K
2: EX-24 Lfmpoa -- HTML: 7K| EX-24 | 1st Page of 1 | LFM Investments, Inc. - 3 - re: FCCC Inc. | No Page-Breaks | | Line 78: ... this 25th day of June, 2014.
LFM INVESTMENTS, INC.
By: /s/ Fred J. Merritt
Name: Fred J. Merritt
Its: President ... |
| ____________ | | ‡ | A non-Insider-Ownership Filing that was accepted after the SEC “closed” at 5:30:00pm ET. The legal “Filed As Of” date may be the next, or another, day. | | ¹ | Filing/Form and Document/Exhibit Types: /A | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | SC 13D | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D. | | EX-24 | Power of Attorney. | | /A | Amendment to, or Amended version of, a previous Filing of this Type. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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