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Diana P. Diaz” (as Signatory)


        

69  Filings
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  As Of               Filer                 Filing¹   For·On·As Docs:Size             Issuer                      Filing Agent      
Currently in descending order - Sort in ascending orderSort in ascending orderSort in ascending orderSort in descending orderSort in ascending orderSort in ascending order


        
 4/23/24  Direct Digital Holdings, Inc.     8-K:3,4,7,9 4/17/24   12:257K                                   Toppan Merrill/FA        
  4/2/24  Direct Digital Holdings, Inc.     NT 10-K    12/31/23    2:52K                                    Toppan Merrill Bridge/FA 
11/28/23  Direct Digital Holdings, Inc.     424B3                  1:1.8M                                   Toppan Merrill Bridge/FA 
11/28/23  Direct Digital Holdings, Inc.     424B3                  1:1.7M                                   Toppan Merrill Bridge/FA 
11/14/23  Direct Digital Holdings, Inc.     CORRESP2/29/24    1:158K                                   Toppan Merrill/FA        
 11/9/23  Direct Digital Holdings, Inc.     10-Q        9/30/23  102:9.9M                                   Toppan Merrill Bridge/FA 
10/30/23  Direct Digital Holdings, Inc.     CORRESP2/29/24    1:13K                                    Toppan Merrill/FA        
10/18/23  Direct Digital Holdings, Inc.     8-K:5,8,9  10/16/23   13:361K                                   Toppan Merrill/FA        
 9/18/23  Direct Digital Holdings, Inc.     CORRESP2/29/24    1:50K                                    Toppan Merrill/FA        
 9/11/23  Direct Digital Holdings, Inc.     CORRESP2/29/24    1:25K                                    Toppan Merrill/FA        
 8/29/23  Direct Digital Holdings, Inc.     CORRESP2/29/24    1:26K                                    Toppan Merrill/FA        
 8/11/23  Direct Digital Holdings, Inc.     10-Q        6/30/23   96:9.2M                                   Toppan Merrill Bridge/FA 
  6/6/23  Diaz Diana P                      3          Officer²    2:12K  Direct Digital Holdings, Inc.     Toppan Merrill/FA        
  9/2/22  Sharps Compliance Corp.           15-12G       9/2/22    1:10K                                    Broadridge Fin’l So… Inc 
 8/25/22  Sharps Compliance Corp.           8-K:1,2,3,5 8/22/22   14:380K                                   Broadridge Fin’l So… Inc 
 8/23/22  Sharps Compliance Corp.           S-8 POS     8/23/22    1:23K                                    Broadridge Fin’l So… Inc 
 8/23/22  Sharps Compliance Corp.           S-8 POS     8/23/22    1:23K                                    Broadridge Fin’l So… Inc 
 8/23/22  Sharps Compliance Corp.           S-8 POS     8/23/22    1:23K                                    Broadridge Fin’l So… Inc 
 8/23/22  Sharps Compliance Corp.           S-8 POS     8/23/22    1:23K                                    Broadridge Fin’l So… Inc 
 8/23/22  Sharps Compliance Corp.           S-8 POS     8/23/22    1:23K                                    Broadridge Fin’l So… Inc 
____________
 ¹  Filing/Form Types: 
Type emoji
  3    Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }.
  8-K    Current Report — Form 8-K { Item 1: Business & Operations;  2: Financial Info;  3: Securities & Trading;  4: Accountants & Accounting;  5: Governance & Management;  6: Asset-Backed Securities;  7: Disclosures;  8: Events;  9: Financials }.
  10-Q    Quarterly Report — Form 10-Q.
  15-12G    Certification of a Termination of Registration of a Class of Securities — Form 15.
  424B3    Prospectus – New Facts or Events.
  CORRESP    Comment-Response or Other Letter to the SEC.
  NT 10-K    Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25.
  S-8 POS    Post-Effective Amendment of a Form S-8 Registration.
  ¶  This Filing contains a delayed-release Document.
 ²  Insider:  The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer.
 
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