 |
|---|
| As Of | Filer | Doc Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
|---|
|
|---|
12/3/14 Siskey Richard C 4 10% Owner² 2:9K SRAX, Inc. Edgar Filing LLC/FA
1: 4 Ownership Document -- siskey4.xml/3.6 -- HTML: 6K| 4 | 1st Page of 2± | Siskey Richard C - 4 - re: SRAX, Inc. | No Page-Breaks | | Render this:
X0306 4 2014-12-02 0 0001538217 SOCIAL REALITY, Inc. SCRI 0001253744 SISKEY RICHARD C C/O 4521 SHARON ROAD SUITE 450 CHARLOTTE NC 28211 0 0 1 0 Class A common stock 2014-12-02 4 C 0 350000 0 A 800000 I See footnote Represents conversion of 35,000 shares of Series 1 preferred stock 350,000 shares ... that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Mr. Siskey in his position at Siskey Capital, LLC has shared right to direct the vote and disposition of securities owned by Siskey Capital, LLC. The ability of Siskey Capital, LLC to enter into a disposition of the shares of Class A common stock issued upon a conversion of shares of ... common stock by either Mr. Miglino and/or Ms. DeRuggiero, executive officers and directors of Social Reality, Inc. /s/ Richard C. Siskey 2014-12-02
... |
2: EX-99 Joint Filer Information -- HTML: 8K | EX-99 | 1st Page of 1 | Siskey Richard C - 4 - re: SRAX, Inc. | No Page-Breaks | | Line 52:
Designated Filer:
Richard C. Siskey
| | Line 69:
The undersigned, Siskey Capital, LLC is jointly filing the attached Form 4 Statement of Change in Beneficial Ownership with Richard C. Siskey with respect to the beneficial ownership of securities of Social Reality, Inc.
| | Line 77:
Date: December 2, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
|
11/21/14 Siskey Richard C 3 10% Owner² 2:23K SRAX, Inc. Edgar Filing LLC/FA
1: 3 Ownership Document -- siskey3.xml/2.6 -- HTML: 16K| 3 | 1st Page of 9± | Siskey Richard C - 3 - re: SRAX, Inc. | No Page-Breaks | | Render this:
X0206 3 2013-10-08 0 0001538217 SOCIAL REALITY, Inc. SCRI 0001253744 SISKEY RICHARD C C/O 4521 SHARON ROAD SUITE 450 CHARLOTTE NC 28211 0 0 1 0 Class A common stock 70000 I By TSI Holdings, LLC Class A common stock 450000 I By Siskey Capital, LLC Class A common stock 1410000 I By Carolina Preferred Technology Investments, LLC Class A common stock 1000000 I By Siskey Capital Opportunity Fund II, LLC Class A common stock 20000 I By Siskey Industries, LLC Series 1 preferred stock 2013-10-24 Class A common stock 350000 I By Siskey Capital, LLC Convertible promissory note 0.50 2014-10-30 2015-01-28 Class A common stock 225000 I By Siskey Capital, LLC Common stock purchase warrant 1.00 2014-10-30 2016-12-31 Class A common stock 225000 I By Siskey Capital, LLC Convertible promissory note 0.50 2014-10-30 2015-01-28 Class A common stock 150000 I By Siskey Capital Opportunity Fund, LLC Common stock purchase warrant 1.00 2014-10-30 2016-12-31 Class A common stock 150000 I By Siskey Capital Opportunity Fund, LLC Convertible promissory note 0.50 2014-10-30 2015-01-28 Class A common stock 225000 I By Siskey Capital Opportunity Fund II, LLC Common stock purchase warrant 1.00 2014-10-30 2016-12-31 Class A common stock 225000 I By Siskey Capital Opportunity Fund II, LLC Common stock purchase warrant 1.00 2013-10-08 2016-10-08 Class A common stock 378000 ... Technology Investments, LLC Common stock purchase warrant 1.50 2013-10-30 2017-10-30 Class A common stock 500000 I By Siskey Capital Opportunity Fund II, LLC This Form 3 is being filed by the undersigned as well as the entities listed on the ... that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Mr. Siskey in his position at Siskey Capital, LLC has shared right to direct the vote and disposition of securities owned by Siskey Capital, LLC. SCAP Management Group, LLC is the managing member of Carolina Preferred Technology Investments, LLC, Siskey Capital Opportunity Fund, LLC and Siskey Capital Opportunity Fund II, LLC. Mr. Siskey in his position at SCAP Management Group, LLC has shared right to direct the vote and disposition of securities owned by each of Carolina Preferred Technology Investments, LLC, Siskey Capital Opportunity Fund, LLC and Siskey Capital Opportunity Fund II, LLC. Mr. Siskey is managing member of each of Siskey Industries, LLC and TSI Holdings, LLC and is his positions with those companies has the right to direct the vote and disposition of securities owned by such company The ability of Siskey Capital, LLC to enter into a disposition of either the shares of Series 1 preferred stock or the shares of Class A ... This limitation may be increased to 9.99% at the holder's option upon 61 days notice to Social Reality, Inc. None. /s/ Richard C. Siskey 2014-11-18
... |
2: EX-99 Joint Filer Information -- HTML: 12K | EX-99 | 1st Page of 1 | Siskey Richard C - 3 - re: SRAX, Inc. | No Page-Breaks | | Line 52:
Designated Filer:
Richard C. Siskey
| | Line 69:
The undersigned, Siskey Industries, LLC, Siskey Capital, LLC, Carolina Preferred Technology Investments, LLC, Siskey Capital Opportunity Fund, LLC, Siskey Capital Opportunity Fund II, LLC and TSI Holdings, LLC are jointly filing the attached Form 3 Initial Statement of Beneficial Ownership of Securities with Richard C. Siskey with respect to the beneficial ownership of securities of Social Reality, Inc.
| | Line 77:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
| | Line 84:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
| | Line 91:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
| | Line 104:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
| | Line 111:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
| | Line 117:
Date: November 18, 2014
By: /s/ Richard C. Siskey
Richard C. Siskey
|
| ____________ | | ¹ | Filing/Form and Document/Exhibit Types: -A | | 3 | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 { The Filer is an Insider² of the Issuer }. | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | EX-99 | Miscellaneous Exhibit. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
|
