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| As Of | Filer | Doc Filing¹ | For·On·As | Docs:Size | Issuer | | Filing Agent | | | | | | | | | |
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7/6/09 Herberger Roy A Jr. 4 Director² 3:13K Apollo Education Group Inc. Sperling John G
1: 4 Statement of Changes in Beneficial Ownership of Securities by an
Insider -- edgardoc.xml/3.3 -- HTML: 8K| 4 | 1st Page of 3± | Herberger Roy A Jr. - 4 - re: Apollo Education Group Inc. | No Page-Breaks | | Render this:
X0303 4 2009-07-02 0 0000929887 APOLLO GROUP INC APOL 0001027964 HERBERGER ROY A JR 4025 S RIVERPOINT PKWY PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2009-07-02 4 A 0 2062 0 A 7577 D Non-Qualified Stock Option (right to buy) 67.9 2009-07-02 4 A 0 6000 0 A 2019-07-02 Class A Common Stock 6000 6000 D Represents shares of the Issuer's Class A common stock underlying restricted stock units ("RSUs") awarded to the Reporting Person. The RSUs will vest in full ... vesting of the entire award upon certain changes in ownership or control of the Issuer. The shares of Class A common stock will be issued when the RSUs vest. The RSUs also include dividend equivalent rights which will entitle the Reporting Person to the same dividends as would be received were the shares of Class A common stock underlying the RSUs actually outstanding shares. Includes (i) 2,062 shares of the Issuer's Class A common stock subject to the reported RSU award, and (ii) 2,015 shares of the Issuer's Class A common stock subject to RSUs granted October 31, 2008 that will be issued when those units vest upon the Reporting ... in ownership or control of the Issuer. The option will vest and become exercisable for the underlying shares of Class A common stock in full upon the Reporting Person's continuation in Board service with the Issuer through August 31, 2010, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. By: Brian L. Swartz For: Roy A. Herberger Jr. 2009-07-06
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2: EX-24 Edgar Supporting Document -- 1 page: 7K
3: EX-24 Edgar Supporting Document -- 1 page: 7K| EX-24 | 1st Page of 1 | Herberger Roy A Jr. - 4 - re: Apollo Education Group Inc. | No Page-Breaks | Line 71:
executed as of this 27th day of April, 2009.
/s/ Roy A. Herberger Jr.
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7/3/08 Herberger Roy A Jr. 4 Director² 2:8K Pinnacle West Capital Corp. DONNELLEY FIN… File16/FA
1: 4 Statement of Changes in Beneficial Ownership of Securities by an
Insider -- bpx75723_bpx7rh4.xml/3.3 -- HTML: 5K| 4 | 1st Page of 2± | Herberger Roy A Jr. - 4 - re: Pinnacle West Capital Corp. | No Page-Breaks | | Render this:
X0303 4 2008-07-01 0000764622 PINNACLE WEST CAPITAL CORP PNW 0001027964 HERBERGER ROY A JR 5834 N. 22ND PLACE PHOENIX AZ 85016 1 0 0 0 Common Stock 2008-07-01 4 A 0 1600 31.33 A 17430 D Exhibit List: Exhibit 24 -- Power of Attorney /s/ Diane Wood, Attorney-in-Fact 2008-07-03
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2: EX-24 Power of Attorney -- 2± pages: 7K | EX-24 | 1st Page of 2± | Herberger Roy A Jr. - 4 - re: Pinnacle West Capital Corp. | No Page-Breaks | Line 79:
executed as of this 20th day of February, 2008.
/s/ Roy A. Herberger, Jr.
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Signature
Roy A. Herberger, Jr.
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10/29/07 Herberger Roy A Jr. 4 Director² 2:9K Apollo Education Group Inc. Sperling Peter V
1: 4 Statement of Changes in Beneficial Ownership of Securities by an
Insider -- edgardoc.xml/2.2 -- HTML: 7K| 4 | 1st Page of 3± | Herberger Roy A Jr. - 4 - re: Apollo Education Group Inc. | No Page-Breaks | | Render this:
X0202 4 2007-10-25 0 0000929887 APOLLO GROUP INC APOL 0001027964 HERBERGER ROY A JR 4615 EAST ELWOOD STREET PHOENIX AZ 85040 1 0 0 0 Class A Common Stock 2007-10-25 4 A 0 3000 0 A 3500 D Non-Qualified Stock Option (right to buy) 76.38 2007-10-25 4 A 0 8000 0 A 2017-10-25 Class A Common Stock 8000 8000 D Represents restricted stock units awarded under the Issuer's 2000 Equity Incentive Plan. Each restricted stock unit will entitle the Reporting Person to one share of the Issuer's Class A common stock upon the vesting of that unit. Each restricted stock unit will vest upon the Reporting Person's continuation as a member of the Issuer's Board of Directors through August 31, 2008, subject to accelerated vesting upon certain changes in control of the Issuer. Includes (i) the 3,000 shares of Class A common stock underlying the restricted stock units reported in this Form 4, and (ii) 500 shares of Class A common stock beneficially owned by the Reporting Person. The option will vest and become exercisable for the underlying shares of Class A common stock upon the Reporting Person's continuation as a member of the Issuer's Board of Directors through August 31, 2008, subject to accelerated vesting in the event of certain changes in control of the Issuer. By: Joseph L. D'Amico For: Roy A. Herberger, Jr. 2007-10-29
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2: EX-24 Edgar Supporting Document -- 2± pages: 7K | EX-24 | 1st Page of 2± | Herberger Roy A Jr. - 4 - re: Apollo Education Group Inc. | No Page-Breaks | Line 71:
executed as of this 28th day of August, 2007.
/s/ Roy A. Herberger Jr.
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1/30/98 Herberger Roy A Jr. 5 Director² 1:11K Pinnacle West Capital Corp. Ash Michael S
1: 5 Annual Statement of Changes in Beneficial Ownership of Securities
by an Insider -- 2± pages: 23K| 5 | 1st Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 1st (New) | |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to |
| | | Issuer (Check all Applicable) |
|Herberger Roy A., Jr. |Pinnacle West Capital Corp (PNW ) | |
| | | X Director 10% Owner | | | 5 | 2nd Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 2nd (New) | Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal /s/Roy A., Jr. Herberger 01/20/1998
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------------------ ---------- | required to respond unless the form displays a currently valid OMD Number
Herberger, Roy A., Jr. Pinnacle West Capital Corp 12/31/1997 PAGE: 2 OF 2
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1/27/98 Herberger Roy A Jr. 5 Director² 1:11K Pinnacle West Capital Corp. Ash Michael S
1: 5 Annual Statement of Changes in Beneficial Ownership of Securities
by an Insider -- 2± pages: 23K| 5 | 1st Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 1st (New) | |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to |
| | | Issuer (Check all Applicable) |
|Herberger Roy A., Jr. |Pinnacle West Capital Corp (PNW ) | |
| | | X Director 10% Owner | | | 5 | 2nd Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 2nd (New) | Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal /s/Roy A., Jr. Herberger 01/20/1998
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------------------ ---------- | required to respond unless the form displays a currently valid OMD Number
Herberger, Roy A., Jr. Pinnacle West Capital Corp 12/31/1997 PAGE: 2 OF 2
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2/13/97 Herberger Roy A Jr. 5 Director² 1:11K Pinnacle West Capital Corp. Pinnacle West Cap Corp.
1: 5 Annual Statement of Changes in Beneficial Ownership of Securities
by an Insider -- 2± pages: 23K| 5 | 1st Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 1st (New) | |1.Name and Address of Reporting Person* |2.Issuer Name and Ticker or Trading Symbol |6.Relationship of Reporting Person to |
| | | Issuer (Check all Applicable) |
|Herberger Roy A., Jr. |Pinnacle West Capital Corp (PNW ) | |
| | | X Director 10% Owner | | | 5 | 2nd Page of 2 | Herberger Roy A Jr. - 5 - re: Pinnacle West Capital Corp. | Just 2nd (New) | Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal /s/Roy A., Jr. Herberger 02/03/1997
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------------------ ---------- | required to respond unless the form displays a currently valid OMD Number
Herberger, Roy A., Jr. Pinnacle West Capital Corp 12/31/1996 PAGE: 2 OF 2
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| ____________ | | ¹ | Filing/Form and Document/Exhibit Types: | | 4 | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 { The Filer is an Insider² of the Issuer }. | | 5 | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 { The Filer is an Insider² of the Issuer }. | | EX-24 | Power of Attorney. | | ² | Insider: The Filer is a Director, Officer, 10% Owner and/or Other “insider” of the Issuer. |
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